0001181431-11-055627.txt : 20111109 0001181431-11-055627.hdr.sgml : 20111109 20111109174501 ACCESSION NUMBER: 0001181431-11-055627 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111101 FILED AS OF DATE: 20111109 DATE AS OF CHANGE: 20111109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHILLIPS RICHARD BENTON CENTRAL INDEX KEY: 0001433384 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52811 FILM NUMBER: 111192730 MAIL ADDRESS: STREET 1: 10990 WILSHIRE BOULEVARD STREET 2: SUITE 1200 CITY: LOS ANGELES STATE: MN ZIP: 90024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PUMA BIOTECHNOLOGY, INC. CENTRAL INDEX KEY: 0001401667 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 770683487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10940 WILSHIRE BLVD. STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90024 BUSINESS PHONE: (310) 443-4150 MAIL ADDRESS: STREET 1: 10940 WILSHIRE BLVD. STREET 2: SUITE 600 CITY: LOS ANGELES STATE: CA ZIP: 90024 FORMER COMPANY: FORMER CONFORMED NAME: INNOVATIVE ACQUISITIONS CORP DATE OF NAME CHANGE: 20070601 3 1 rrd325288.xml F3 PHILLIPS X0204 3 2011-11-01 1 0001401667 PUMA BIOTECHNOLOGY, INC. NONE 0001433384 PHILLIPS RICHARD BENTON C/O PUMA BIOTECHNOLOGY, INC. 10940 WILSHIRE BLVD., SUITE 600 LOS ANGELES CA 90024 0 1 0 0 Sr VP Reg Affairs & QA /s/ Richard Benton Phillips 2011-11-08