0001209191-19-053307.txt : 20191016
0001209191-19-053307.hdr.sgml : 20191016
20191016171719
ACCESSION NUMBER: 0001209191-19-053307
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191014
FILED AS OF DATE: 20191016
DATE AS OF CHANGE: 20191016
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Szot Matthew K
CENTRAL INDEX KEY: 0001401385
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34719
FILM NUMBER: 191153399
MAIL ADDRESS:
STREET 1: 802 NORTH DOUTY STREET
CITY: HANFORD
STATE: CA
ZIP: 93230
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: S&W Seed Co
CENTRAL INDEX KEY: 0001477246
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE PRODUCTION - CROPS [0100]
IRS NUMBER: 271275784
STATE OF INCORPORATION: NV
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
BUSINESS PHONE: 559 884 2535
MAIL ADDRESS:
STREET 1: 106 K STREET, SUITE 300
CITY: SACRAMENTO
STATE: CA
ZIP: 95814
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2019-10-14
0
0001477246
S&W Seed Co
SANW
0001401385
Szot Matthew K
C/O S&W SEED COMPANY
106 K STREET, SUITE 300
SACRAMENTO
CA
95814
0
1
0
0
EVP Finance & Admin and CFO
Common Stock
2019-10-14
4
A
0
35970
0.00
A
116406
D
Stock options (right to buy)
2.37
2019-10-14
4
A
0
97915
0.00
A
2029-10-13
Common Stock
97915
97915
D
Stock options (right to buy)
2.37
2019-10-14
4
A
0
172285
0.00
A
2029-10-13
Common Stock
172285
172285
D
The options vest in 12 quarterly installments over three years, commencing on January 1, 2020 and continuing thereafter on the first day of each succeeding fiscal quarter through and including October 1, 2022, subject to continued service with the Issuer on each respective vesting date.
/s/ Matthew K. Szot
2019-10-16