0001401257-17-000004.txt : 20170106 0001401257-17-000004.hdr.sgml : 20170106 20170106195714 ACCESSION NUMBER: 0001401257-17-000004 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170104 FILED AS OF DATE: 20170106 DATE AS OF CHANGE: 20170106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FORUM ENERGY TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001401257 STANDARD INDUSTRIAL CLASSIFICATION: OIL & GAS FILED MACHINERY & EQUIPMENT [3533] IRS NUMBER: 611488595 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 920 MEMORIAL CITY WAY STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 713-351-7900 MAIL ADDRESS: STREET 1: 920 MEMORIAL CITY WAY STREET 2: SUITE 1000 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES, INC. DATE OF NAME CHANGE: 20100726 FORMER COMPANY: FORMER CONFORMED NAME: FORUM OILFIELD TECHNOLOGIES INC DATE OF NAME CHANGE: 20070529 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Harris James Whelan CENTRAL INDEX KEY: 0001538456 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35504 FILM NUMBER: 17515572 MAIL ADDRESS: STREET 1: 920 MEMORIAL CITY WAY STREET 2: STE. 800 CITY: HOUSTON STATE: TX ZIP: 77024 4/A 1 wf-form4a_148375062156065.xml FORM 4/A X0306 4/A 2017-01-04 2017-01-05 0 0001401257 FORUM ENERGY TECHNOLOGIES, INC. FET 0001538456 Harris James Whelan 920 MEMORIAL CITY WAY SUITE 1000 HOUSTON TX 77024 0 1 0 0 EVP & CFO Common Stock 2017-01-04 4 M 0 9716 7.68 A 302738 D Common Stock 2017-01-05 4 M 0 10284 7.68 A 303306 D Common Stock 2017-01-05 4 S 0 10284 24 D 293022 D Employee Stock Option (Right to Buy) 7.68 2017-01-04 4 M 0 9716 0 D 2020-08-01 Common Stock 9716.0 182284 D Employee Stock Option (Right to Buy) 7.68 2017-01-04 4 M 0 10284 0 D 2020-08-01 Common Stock 10284.0 172000 D This Form 4/A is filed to reflect that the sales of common stock disclosed by the Reporting Person on January 5, 2017 were by way of broker assisted cashless exercises of options and to correct the transaction date of the Reporting Person's sale of 10,284 shares of common stock (occurred one day later than previously reported). 172,000 options, granted under the Forum Energy Technologies, Inc. 2010 Stock Incentive Plan, are currently exercisable. /s/ James W. Harris by John C. Ivascu as Attorney-in- Fact 2017-01-06