0001181431-11-036655.txt : 20110614 0001181431-11-036655.hdr.sgml : 20110614 20110614212605 ACCESSION NUMBER: 0001181431-11-036655 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110610 FILED AS OF DATE: 20110614 DATE AS OF CHANGE: 20110614 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Steenkamp Henri J CENTRAL INDEX KEY: 0001402487 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33590 FILM NUMBER: 11911797 MAIL ADDRESS: STREET 1: MF GLOBAL LTD. STREET 2: 717 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MF Global Holdings Ltd. CENTRAL INDEX KEY: 0001401106 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 980551260 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 717 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 598-6200 MAIL ADDRESS: STREET 1: 717 FIFTH AVENUE STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 FORMER COMPANY: FORMER CONFORMED NAME: MF Global Ltd. DATE OF NAME CHANGE: 20070525 4 1 rrd315331.xml JUNE 10 VESTING X0303 4 2011-06-10 0 0001401106 MF Global Holdings Ltd. MF 0001402487 Steenkamp Henri J C/O MF GLOBAL HOLDINGS LTD. 717 FIFTH AVENUE, 9TH FLOOR NEW YORK NY 10022 0 1 0 0 Chief Financial Officer Common Stock, par value $1.00 per share 2011-06-10 4 M 0 5631 0 A 40411 D Common Stock, par value $1.00 per share 2011-06-10 4 F 0 2039 7.24 D 38372 D Restricted Stock Units 2011-06-10 4 M 0 5631 0 D Common Stock 5631 5630 D The shares of common stock, par value $1.00 per share ("Common Stock"), were acquired upon vesting of restricted stock units granted on June 10, 2009. Payment of tax liability by withholding Common Stock incident to the vesting of restricted share units in accordance with Rule 16b-3. Each restricted stock unit represents a contingent right to receive one share of Common Stock of MF Global Holdings Ltd. (the "Company"). The restricted stock units are subject to the terms and conditions of the Company's 2007 Long Term Incentive Plan, as amended. These restricted stock units were granted on June 10, 2009. Approximately one-third of the restricted stock units issued in 2009 vested on June 10, 2011, and the balance will vest on the third anniversary of the grant date. Common Stock will be delivered upon vesting, except in certain limited circumstances described in the award agreement. /s/ James Ho, by power of attorney 2011-06-14