0001104659-22-073536.txt : 20220622 0001104659-22-073536.hdr.sgml : 20220622 20220622163425 ACCESSION NUMBER: 0001104659-22-073536 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220617 FILED AS OF DATE: 20220622 DATE AS OF CHANGE: 20220622 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bloch Stephen M CENTRAL INDEX KEY: 0001400308 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39724 FILM NUMBER: 221032468 MAIL ADDRESS: STREET 1: 285 RIVERSIDE AVENUE STREET 2: SUITE 250 CITY: WESTPORT STATE: CT ZIP: 06880 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Corp CENTRAL INDEX KEY: 0001819576 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 851710962 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 BUSINESS PHONE: 919.328.4400 MAIL ADDRESS: STREET 1: 419 DAVIS DRIVE, SUITE 100 CITY: MORRISVILLE STATE: NC ZIP: 27560 4 1 tm2219055-8_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2022-06-17 0 0001819576 Liquidia Corp LQDA 0001400308 Bloch Stephen M C/O CANAAN PARTNERS 285 RIVERSIDE AVENUE, SUITE 250 WESTPORT CT 06880 1 0 0 0 Non-Qualified Stock Option (right to buy) 4.86 2022-06-17 4 A 0 20000 0 A 2025-06-17 2032-06-22 Common Stock 20000 20000 D The option vests in 36 equal monthly installments and will become fully vested on June 17, 2025. /s/ Dr. Stephen M. Bloch 2022-06-22