0000950170-23-046756.txt : 20230906
0000950170-23-046756.hdr.sgml : 20230906
20230906163335
ACCESSION NUMBER: 0000950170-23-046756
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230828
FILED AS OF DATE: 20230906
DATE AS OF CHANGE: 20230906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spielvogel Scott
CENTRAL INDEX KEY: 0001400216
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38579
FILM NUMBER: 231239631
MAIL ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 45 ROCKEFELLER PLAZA, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ORCP GP Professionals, LLC
CENTRAL INDEX KEY: 0001987737
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38579
FILM NUMBER: 231239632
BUSINESS ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 45 ROCKEFELLER PLAZA, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: 212-605-6091
MAIL ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 45 ROCKEFELLER PLAZA, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: One Rock Capital Partners III, LP
CENTRAL INDEX KEY: 0001807141
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38579
FILM NUMBER: 231239634
BUSINESS ADDRESS:
STREET 1: ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 45 ROCKEFELLER PLAZA, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: 2126056000
MAIL ADDRESS:
STREET 1: ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 45 ROCKEFELLER PLAZA, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
FORMER NAME:
FORMER CONFORMED NAME: One Rock Capital III, LP
DATE OF NAME CHANGE: 20200318
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birch Equity Holdings, LP
CENTRAL INDEX KEY: 0001987637
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38579
FILM NUMBER: 231239636
BUSINESS ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 45 ROCKEFELLER PLAZA, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: 212-605-6091
MAIL ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 45 ROCKEFELLER PLAZA, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birch-OR Equity Holdings, LLC
CENTRAL INDEX KEY: 0001990826
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38579
FILM NUMBER: 231239637
BUSINESS ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 30 ROCKEFELLER PLAZA, 54TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10112
BUSINESS PHONE: 212-605-6091
MAIL ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 30 ROCKEFELLER PLAZA, 54TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10112
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Birch Equity Holdings GP, LLC
CENTRAL INDEX KEY: 0001987738
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38579
FILM NUMBER: 231239635
BUSINESS ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 45 ROCKEFELLER PLAZA, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
BUSINESS PHONE: 212-605-6091
MAIL ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 45 ROCKEFELLER PLAZA, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Tony W
CENTRAL INDEX KEY: 0001988010
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38579
FILM NUMBER: 231239630
MAIL ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 45 ROCKEFELLER PLAZA, 39TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10111
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: One Rock Capital Partners III GP, LP
CENTRAL INDEX KEY: 0001990751
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38579
FILM NUMBER: 231239633
BUSINESS ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 30 ROCKEFELLER PLAZA, 54TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10112
BUSINESS PHONE: 212-605-6091
MAIL ADDRESS:
STREET 1: C/O ONE ROCK CAPITAL PARTNERS, LLC
STREET 2: 30 ROCKEFELLER PLAZA, 54TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BrightView Holdings, Inc.
CENTRAL INDEX KEY: 0001734713
STANDARD INDUSTRIAL CLASSIFICATION: AGRICULTURE SERVICES [0700]
IRS NUMBER: 464190788
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 980 JOLLY ROAD
STREET 2: SUITE 300
CITY: BLUE BELL
STATE: PA
ZIP: 19422
BUSINESS PHONE: (484) 567-7204
MAIL ADDRESS:
STREET 1: 980 JOLLY ROAD
STREET 2: SUITE 300
CITY: BLUE BELL
STATE: PA
ZIP: 19422
3
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ownership.xml
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2023-08-28
0
0001734713
BrightView Holdings, Inc.
BV
0001990826
Birch-OR Equity Holdings, LLC
C/O ONE ROCK CAPITAL PARTNERS, LLC
45 ROCKEFELLER PLAZA, 39TH FLOOR
NEW YORK
NY
10111
true
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0001987637
Birch Equity Holdings, LP
45 ROCKEFELLER PLAZA, 39TH FLOOR
NEW YORK
NY
10111
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0001987738
Birch Equity Holdings GP, LLC
45 ROCKEFELLER PLAZA, 39TH FLOOR
NEW YORK
NY
10111
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0001807141
One Rock Capital Partners III, LP
45 ROCKEFELLER PLAZA, 39TH FLOOR
NEW YORK
NY
10111
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0001990751
One Rock Capital Partners III GP, LP
45 ROCKEFELLER PLAZA, 39TH FLOOR
NEW YORK
NY
10111
true
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0001987737
ORCP GP Professionals, LLC
45 ROCKEFELLER PLAZA, 39TH FLOOR
NEW YORK
NY
10111
true
false
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false
0001400216
Spielvogel Scott
45 ROCKEFELLER PLAZA, 39TH FLOOR
NEW YORK
NY
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Lee Tony W
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NEW YORK
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10111
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Series A Convertible Preferred Stock
9.44
Common Stock
52966100
I
See Footnote
The Series A Convertible Preferred Stock (the "Series A Preferred Stock") has no expiration date and is convertible, in whole or in part, at the option of the holders upon the later of (i) the expiration of the applicable waiting period under the Hart Scott Rodino Antitrust Improvements Act of 1976, as amended and (ii) the twentieth (20th) calendar day following the mailing of a definitive Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 to the holders of Common Stock into shares of Common Stock, subject to certain anti-dilution adjustments and provisions as set forth in the certificate of designations designating the Series A Preferred Stock.
The amounts reported herein includes (i) 35,385,380 shares of Common Stock issuable upon conversion of 334,038 shares of Series A Preferred Stock held of record by Birch-OR Equity Holdings, LLC and (ii) 17,580,720 shares of Common Stock issuable upon conversion of 165,962 shares of Series A Preferred Stock held of record by Birch Equity Holdings, LP (together with Birch-OR Equity Holdings, LLC, the "Investors").
ORCP GP Professionals, LLC is the sole member of Birch Equity Holdings GP LLC, which is the general partner of Birch Equity Holdings, LP. ORCP GP Professionals, LLC is also the general partner of One Rock Capital Partners III GP, LP, which is the general partner of One Rock Capital Partners III, LP, which has the right to appoint a majority of the members of the board of managers of Birch-OR Equity Holdings, LLC. Mr. Spielvogel and Mr. Lee are the managing members of ORCP GP Professionals, LLC and have or share voting and investment discretion with respect to the securities held of record by the Investors.
As a result of these relationships, each of the entities and individuals named herein may be deemed to have or share beneficial ownership of the securities held directly by the Investors. Each such person disclaims any such beneficial ownership of the securities owned by Birch-OR Equity Holdings, LLC and Birch Equity Holdings, LP, except to the extent of their pecuniary interest therein.
BIRCH-OR EQUITY HOLDINGS, LLC, By: /s/ Tony W. Lee, Secretary and Treasurer
2023-09-06
BIRCH EQUITY HOLDINGS, LP, By: Birch Equity Holdings GP LLC, its general partner, By: ORCP GP Professionals, LLC, its sole member, By: /s/ Tony W. Lee, Managing Member
2023-09-06
BIRCH EQUITY HOLDINGS GP LLC, By: ORCP GP Professionals, LLC, its sole member, By: /s/ Tony W. Lee, Managing Member
2023-09-06
ONE ROCK CAPITAL PARTNERS III, LP, By: One Rock Capital Partners III GP, LP, its general partner, By: ORCP GP Professionals, LLC, its general partner, By: /s/ Tony W. Lee, Managing Member
2023-09-06
ONE ROCK CAPITAL PARTNERS III GP, LP, By: ORCP GP Professionals, LLC, its general partner, By: /s/ Tony W. Lee, Managing Member
2023-09-06
ORCP GP PROFESSIONALS, LLC, By: /s/ Tony W. Lee, Managing Member
2023-09-06
/s/ R. Scott Spielvogel
2023-09-06
/s/ Tony W. Lee
2023-09-06