0001104659-20-098449.txt : 20200825 0001104659-20-098449.hdr.sgml : 20200825 20200825181530 ACCESSION NUMBER: 0001104659-20-098449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200823 FILED AS OF DATE: 20200825 DATE AS OF CHANGE: 20200825 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Clarke Andrew J CENTRAL INDEX KEY: 0001804697 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35239 FILM NUMBER: 201133713 MAIL ADDRESS: STREET 1: 8760 CLAY ROAD CITY: HOUSTON STATE: TX ZIP: 77080 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Francesca's Holdings CORP CENTRAL INDEX KEY: 0001399935 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 208874704 FISCAL YEAR END: 0201 BUSINESS ADDRESS: STREET 1: 8760 CLAY ROAD CITY: Houston STATE: TX ZIP: 77080 BUSINESS PHONE: 713-864-1358 MAIL ADDRESS: STREET 1: 8760 CLAY ROAD CITY: Houston STATE: TX ZIP: 77080 4 1 tm2029383-1_4.xml FORM 4 X0306 4 2020-08-23 0 0001399935 Francesca's Holdings CORP FRAN 0001804697 Clarke Andrew J C/O FRANCESCA'S HOLDINGS CORPORATION 8760 CLAY ROAD HOUSTON TX 77080 1 1 0 0 President and CEO Restricted Stock Units 2020-08-23 4 A 0 18781 0 A Common Stock 18781 18781 D Each restricted stock unit represents the contingent right to receive one share of the Issuer's common stock. The restricted stock units can be settled in shares of the Issuer's common stock or cash at the option of the Issuer. Represents the conversion of performance-based restricted stock units granted to the Reporting Person on March 9, 2020 under the Francesca's Holdings Corporation 2015 Equity Incentive Plan into time-based (and not performance-based) restricted stock units. The time-based restricted stock units will vest in three substantially equal installments on March 9, 2021, March 9, 2022 and March 9, 2023, subject to the Reporting Person's continued service to the Issuer. /s/ Cindy Thomassee, as attorney-in-fact 2020-08-25