Director and CCO of KKR Private and Capital Markets

0001567619-19-003744.txt : 20190213 0001567619-19-003744.hdr.sgml : 20190213 20190213160659 ACCESSION NUMBER: 0001567619-19-003744 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190213 DATE AS OF CHANGE: 20190213 EFFECTIVENESS DATE: 20190213 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. L.P. CENTRAL INDEX KEY: 0001399770 IRS NUMBER: 132857105 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12880 FILM NUMBER: 19597116 BUSINESS ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 212-230-9742 MAIL ADDRESS: STREET 1: 9 WEST 57TH STREET SUITE 4200 CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: Kohlberg Kravis Roberts & Co. DATE OF NAME CHANGE: 20070517 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001399770 XXXXXXXX 12-31-2018 12-31-2018 Kohlberg Kravis Roberts & Co. L.P.

9 WEST 57TH STREET SUITE 4200 NEW YORK NY 10019

13F HOLDINGS REPORT 028-12880 Y The following information corresponds to the securities indicated in the attached Information Table: Kohlberg Kravis Roberts & Co. L.P. ("KKR") may be deemed to have investment discretion over an aggregate number of 17,920,892 shares of ENGILITY HLDGS INC NEW, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors. Lew Breckenridge Director and CCO of KKR Private and Capital Markets (212) 271-9102 /s/ Lew Breckenridge New York NY 02-13-2019 2 56 5482986 false 1 0001463931 028-13533 KKR Investment Management LLC 2 0001520692 028-14775 KKR Credit Advisors (US) LLC INFORMATION TABLE 2 form13fInfoTable.xml ADVANCED MICRO DEVICES INC NOTE 2.125% 9/0 007903BD8 11834 5000000 PRN OTR 1 0 5000000 0 AKAMAI TECHNOLOGIES INC DBCV 2/1 00971TAG6 89562 90030000 PRN OTR 1 0 90030000 0 AMEDISYS INC COM 023436108 12768 109026 SH OTR 2 0 109026 0 ARES CAP CORP NOTE 4.375% 1/1 04010LAM5 46864 46864000 PRN OTR 1 0 46864000 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 1731 186517 SH OTR 2 0 186517 0 BRIGHTVIEW HLDGS INC COM 10948C107 596450 58418246 SH OTR 0 58418246 0 CAESARS ENTMT CORP COM 127686103 3395 500000 SH OTR 2 0 500000 0 CENTERPOINT ENERGY INC DEP RP PFD CV B 15189T503 5037 100000 SH OTR 1 0 100000 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 33204 23454000 PRN OTR 1 0 23454000 0 COHERUS BIOSCIENCES INC COM 19249H103 27648 3055055 SH OTR 0 3055055 0 CYPRESS SEMICONDUCTOR CORP NOTE 4.500% 1/1 232806AM1 5896 5000000 PRN OTR 1 0 5000000 0 DAVE & BUSTERS ENTMT INC COM 238337109 17889 401453 SH OTR 2 0 401453 0 DEXCOM INC NOTE 0.750% 5/1 252131AF4 19767 14500000 PRN OTR 1 0 14500000 0 EASTMAN KODAK CO COM NEW 277461406 32 12429 SH OTR 2 0 12429 0 ECLIPSE RES CORP COM 27890G100 11608 11054844 SH OTR 1 0 11054844 0 ENGILITY HLDGS INC NEW COM 29286C107 255014 8960446 SH OTR 0 8960446 0 FOCUS FINL PARTNERS INC COM CL A 34417P100 250762 9523809 SH OTR 0 9523809 0 GARDNER DENVER HLDGS INC COM 36555P107 1445225 70671135 SH OTR 0 70671135 0 GODADDY INC CL A 380237107 130119 1982920 SH OTR 0 1982920 0 HUBSPOT INC NOTE 0.250% 6/0 443573AB6 12210 8500000 PRN OTR 1 0 8500000 0 J2 GLOBAL INC NOTE 3.250% 6/1 48123VAC6 10592 9200000 PRN OTR 1 0 9200000 0 KAMAN CORP NOTE 3.250% 5/0 483548AF0 3674 3500000 PRN OTR 1 0 3500000 0 KIMBELL RTY PARTNERS LP UNIT 49435R102 66726 4913559 SH OTR 0 4913559 0 KKR & CO INC CL A 48251W104 91616 4667166 SH OTR 1 0 4667166 0 KKR REAL ESTATE FIN TR INC COM 48251K100 421465 22008616 SH OTR 0 22008616 0 LAUREATE EDUCATION INC CL A 518613203 137154 8999608 SH OTR 0 8999608 0 LEAR CORP COM NEW 521865204 235 1916 SH OTR 0 1916 0 LIBERTY MEDIA CORP DELAWARE NOTE 1.000% 1/3 531229AF9 6151 6000000 PRN OTR 1 0 6000000 0 LOGMEIN INC COM 54142L109 66372 813676 SH OTR 2 0 813676 0 MADISON SQUARE GARDEN CO NEW CL A 55825T103 81667 305068 SH OTR 1 0 305068 0 MR COOPER GROUP INC COM 62482R107 172404 14773245 SH OTR 0 14773245 0 NATIONAL HEALTH INVS INC NOTE 3.250% 4/0 63633DAE4 21587 19052000 PRN OTR 1 0 19052000 0 NATIONAL VISION HLDGS INC COM 63845R107 257753 9149908 SH OTR 0 9149908 0 NICE SYS INC NOTE 1.250% 1/1 65366HAB9 8536 6000000 PRN OTR 1 0 6000000 0 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 333 45020 SH OTR 2 0 45020 0 NUVEEN FLTNG RTE INCM OPP FD COM SHS 6706EN100 1066 118209 SH OTR 2 0 118209 0 PGIM GLOBAL SHORT DURATION H COM 69346J106 1827 141400 SH OTR 2 0 141400 0 PRA HEALTH SCIENCES INC COM 69354M108 615763 6695984 SH OTR 0 6695984 0 PRICELINE GRP INC NOTE 0.350% 6/1 741503AS5 22495 17000000 PRN OTR 1 0 17000000 0 QUORUM HEALTH CORP COM 74909E106 8638 2988781 SH OTR 2 0 2988781 0 REALPAGE INC NOTE 1.500%11/1 75606NAB5 12793 10000000 PRN OTR 1 0 10000000 0 RED HAT INC NOTE 0.250%10/0 756577AD4 45840 19247000 PRN OTR 1 0 19247000 0 REPLIGEN CORP NOTE 2.125% 6/0 759916AA7 31190 19360000 PRN OTR 1 0 19360000 0 RIGNET INC COM 766582100 63203 5000254 SH OTR 0 5000254 0 SEQUENTIAL BRNDS GROUP INC N COM 81734P107 593 740740 SH OTR 2 0 740740 0 SERVICENOW INC NOTE 6/0 81762PAC6 44638 32662000 PRN OTR 1 0 32662000 0 SILICON LABORATORIES INC NOTE 1.375% 3/0 826919AB8 11545 11000000 PRN OTR 1 0 11000000 0 SONOS INC COM 83570H108 214525 21845682 SH OTR 0 21845682 0 STARWOOD WAYPOINT RESIDENTL NOTE 3.000% 7/0 85571WAB5 4574 4000000 PRN OTR 1 0 4000000 0 UXIN LTD ADS 91818X108 39439 8115058 SH OTR 0 8115058 0 VERSO CORP CL A 92531L207 225 10023 SH OTR 2 0 10023 0 VICI PPTYS INC COM 925652109 10515 559920 SH OTR 2 0 559920 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 10380 269273 SH OTR 2 0 269273 0 WORKDAY INC NOTE 1.500% 7/1 98138HAD3 6849 3450000 PRN OTR 1 0 3450000 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 7382 6000000 PRN OTR 1 0 6000000 0 WRIGHT MED GROUP N V NOTE 2.250%11/1 98236JAB4 6414 4750000 PRN OTR 1 0 4750000 0