0001463931-23-000007.txt : 20230515
0001463931-23-000007.hdr.sgml : 20230515
20230515154231
ACCESSION NUMBER: 0001463931-23-000007
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230331
FILED AS OF DATE: 20230515
DATE AS OF CHANGE: 20230515
EFFECTIVENESS DATE: 20230515
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. L.P.
CENTRAL INDEX KEY: 0001399770
IRS NUMBER: 132857105
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12880
FILM NUMBER: 23921492
BUSINESS ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: 30 HUDSON YARDS
CITY: NEW YORK
STATE: NY
ZIP: 10001
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Kravis Roberts & Co.
DATE OF NAME CHANGE: 20070517
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
false
0001399770
XXXXXXXX
03-31-2023
03-31-2023
false
Kohlberg Kravis Roberts & Co. L.P.
30 HUDSON YARDS
NEW YORK
NY
10001
13F HOLDINGS REPORT
028-12880
000144533
801-69634
N
Lew Breckenridge
Managing Director
(212) 271-9102
/s/ Lew Breckenridge
New York
NY
05-15-2023
2
85
3322438964
false
1
28-13533
KKR Investment Management LLC
2
28-14775
000146629
801-69633
KKR Credit Advisors (US) LLC
INFORMATION TABLE
2
Form13fInfoTable.xml
AIRBNB INC
NOTE 3/1
009066AB7
460425
525000
PRN
OTR
2
0
525000
0
AKAMAI TECHNOLOGIES INC
NOTE 0.125% 5/0
00971TAJ0
2019530
2007000
PRN
OTR
1
0
2007000
0
ALARM COM HLDGS INC
NOTE 1/1
011642AB1
421796
497000
PRN
OTR
2
0
497000
0
MADISON SQUARE GRDN SPRT COR
CL A
55825T103
59442500
305068
SH
OTR
1
0
305068
0
MADISON SQUARE GRDN ENTERTNM
CL A
55826T102
18020367
305068
SH
OTR
1
0
305068
0
MARRIOTT VACATIONS WORLDWIDE
NOTE 1/1
57164YAD9
398930
410000
PRN
OTR
2
0
410000
0
MIRION TECHNOLOGIES INC
COM CL A
60471A101
28931265
3387736
SH
OTR
1
0
3387736
0
MONGODB INC
NOTE 0.250% 1/1
60937PAD8
3866706
3000000
PRN
OTR
1
0
3000000
0
NCL CORP LTD
NOTE 1.125% 2/1
62886HBD2
52237924
72942000
PRN
OTR
2
0
72942000
0
NRG ENERGY INC
DBCV 2.750% 6/0
629377CG5
8167464
8000000
PRN
OTR
1
0
8000000
0
NABORS ENERGY TRANSITION COR
CL A COM
629567108
116498
11095
SH
OTR
1
0
11095
0
NUVASIVE INC
NOTE 0.375% 3/1
670704AJ4
2815005
3179000
PRN
OTR
2
0
3179000
0
NUVASIVE INC
NOTE 1.000% 6/0
670704AL9
496591
500000
PRN
OTR
2
0
500000
0
OKTA INC
NOTE 0.125% 9/0
679295AD7
1636233
1805000
PRN
OTR
2
0
1805000
0
PARSONS CORP DEL
NOTE 0.250% 8/1
70202LAB8
9882538
9018000
PRN
OTR
1
0
9018000
0
PATRICK INDS INC
NOTE 1.750%12/0
703343AG8
6536692
7199000
PRN
OTR
2
0
7199000
0
REALOGY GRP LLC/REALOGY CO
NOTE 0.250% 6/1
75606DAP6
2005480
2896000
PRN
OTR
2
0
2896000
0
REDFIN CORP
NOTE 10/1
75737FAC2
40401100
56161000
PRN
OTR
2
0
56161000
0
REPLIGEN CORP
NOTE 0.375% 7/1
759916AB5
16863452
11039000
PRN
OTR
1
0
11039000
0
APOLLO COML REAL ESTATE FIN
NOTE 5.375%10/1
03762UAC9
4433738
4530000
PRN
OTR
2
0
4530000
0
APPLOVIN CORP
COM CL A
03831W108
956576250
60735000
SH
OTR
0
60735000
0
AVALON ACQUISITION INC
CLASS A COM
05338E101
418629
40137
SH
OTR
1
0
40137
0
BAUSCH HEALTH COS INC
COM
071734107
42403500
5235000
SH
OTR
1
0
5235000
0
BEARD ENERGY TRANSITION ACQ
CL A COM
07402Q101
116119
11203
SH
OTR
1
0
11203
0
BEYOND MEAT INC
NOTE 3/1
08862EAB5
199200
830000
PRN
OTR
2
0
830000
0
BLACKSTONE MORTGAGE TRUST IN
NOTE 5.500% 3/1
09257WAE0
181626
229000
PRN
OTR
2
0
229000
0
BOX INC
NOTE 1/1
10316TAB0
9927592
8500000
PRN
OTR
1
0
8500000
0
BRIDGEBIO PHARMA INC
COM
10806X102
514990899
31060971
SH
OTR
0
31060971
0
BRIGHTVIEW HLDGS INC
COM
10948C107
284558113
50633123
SH
OTR
0
50633123
0
RINGCENTRAL INC
NOTE 3/0
76680RAF4
5348420
6040000
PRN
OTR
2
0
6040000
0
ROYAL CARIBBEAN GROUP
NOTE 4.250% 6/1
780153BB7
386835
380000
PRN
OTR
2
0
380000
0
ROYAL CARIBBEAN GROUP
NOTE 2.875%11/1
780153BF8
392240
381000
PRN
OTR
2
0
381000
0
SHOPIFY INC
NOTE 0.125%11/0
82509LAA5
304980
345000
PRN
OTR
2
0
345000
0
SOLAREDGE TECHNOLOGIES INC
NOTE 9/1
83417MAD6
9052932
7000000
PRN
OTR
1
0
7000000
0
SPOTIFY USA INC
NOTE 3/1
84921RAB6
42616988
50614000
PRN
OTR
2
0
50614000
0
TRANSPHORM INC
COM
89386L100
90477160
22675980
SH
OTR
0
22675980
0
UBER TECHNOLOGIES INC
NOTE 12/1
90353TAJ9
322060
364000
PRN
OTR
2
0
364000
0
UNITY SOFTWARE INC
NOTE 11/1
91332UAB7
4595153
5895000
PRN
OTR
2
0
5895000
0
VIASAT INC
COM
92552V100
31218957
922546
SH
OTR
0
922546
0
CABLE ONE INC
NOTE 3/1
12685JAE5
14623098
18417000
PRN
OTR
2
0
18417000
0
COHERUS BIOSCIENCES INC
COM
19249H103
20766762
3036076
SH
OTR
0
3036076
0
CONFLUENT INC
NOTE 1/1
20717MAB9
703468
885000
PRN
OTR
2
0
885000
0
DOCUSIGN INC
NOTE 1/1
256163AD8
1416473
1477000
PRN
OTR
2
0
1477000
0
DOORDASH INC
CL A
25809K105
54433801
856416
SH
OTR
0
856416
0
ENDEAVOR GROUP HLDGS INC
CL A COM
29260Y109
124686734
4994666
SH
OTR
0
4994666
0
ENPHASE ENERGY INC
NOTE 3/0
29355AAK3
8820663
8500000
PRN
OTR
1
0
8500000
0
ENVESTNET INC
NOTE 0.750% 8/1
29404KAE6
2986339
3293000
PRN
OTR
2
0
3293000
0
EVEREST CONSOLIDATOR ACQ COR
CL A COM
29978K102
580875
55427
SH
OTR
1
0
55427
0
FS KKR CAP CORP
COM
302635206
18140860
980587
SH
OTR
1
0
980587
0
FS KKR CAP CORP
COM
302635206
346605363
18735425
SH
OTR
2
0
18735425
0
FTAC ZEUS ACQUISITION COR
CLASS A COM
30320F106
160469
15625
SH
OTR
1
0
15625
0
FORD MTR CO DEL
NOTE 3/1
345370CZ1
3475848
3462000
PRN
OTR
2
0
3462000
0
FORD MTR CO DEL
NOTE 3/1
345370CZ1
7028000
7000000
PRN
OTR
1
0
7000000
0
FORGEROCK INC
CL A
34631B101
16337922
793103
SH
OTR
0
793103
0
VROOM INC
COM
92918V109
553967
616409
SH
OTR
0
616409
0
ZSCALER INC
NOTE 0.125% 7/0
98980GAB8
4221356
4000000
PRN
OTR
1
0
4000000
0
AHREN ACQUISITION CORP
CLASS A ORD SHS
G01322109
415338
39898
SH
OTR
1
0
39898
0
BLEUACACIA LTD
CLASS A ORD SHS
G11728105
188038
18399
SH
OTR
1
0
18399
0
BULLPEN PARLAY ACQUISITION C
CLASS A ORD SHS
G1792A100
208202
19981
SH
OTR
1
0
19981
0
INFINITE ACQUISITION CORP
CL A ORD SHS
G48028107
144414
13866
SH
OTR
1
0
13866
0
KENSINGTON CAPITAL ACQUISITI
SHS CL A
G5251K103
1067163
102407
SH
OTR
1
0
102407
0
LAMF GLOBAL VENTURES CORP I
CLASS A ORD
G5338L108
191852
18359
SH
OTR
1
0
18359
0
POWERUP ACQUISITION CORP
CLASS A ORDI SHS
G7207P103
787500
75000
SH
OTR
1
0
75000
0
PROPERTYGURU GROUP LTD
ORD SHS
G7258M108
217375620
43475124
SH
OTR
0
43475124
0
RCF ACQUISITION CORP
CL A COM
G7330C102
244156
23409
SH
OTR
1
0
23409
0
TORTOISEECOFIN ACQUISITION C
SHS CL A
G8956E109
613854
60064
SH
OTR
1
0
60064
0
GUIDEWIRE SOFTWARE INC
NOTE 1.250% 3/1
40171VAA8
710138
725000
PRN
OTR
2
0
725000
0
HAEMONETICS CORP MASS
NOTE 3/0
405024AB6
33332779
39055000
PRN
OTR
2
0
39055000
0
HEALTH CATALYST INC
NOTE 2.500% 4/1
42225TAB3
1059703
1155000
PRN
OTR
2
0
1155000
0
HILTON GRAND VACATIONS INC
COM
43283X105
10505607
236453
SH
OTR
2
0
236453
0
CRESCENT ENERGY COMPANY
CL A COM
44952J104
6473324
572354
SH
OTR
2
0
572354
0
ILLUMINA INC
NOTE 8/1
452327AK5
681060
695000
PRN
OTR
2
0
695000
0
IMPEL PHARMACEUTICALS INC
COM
45258K109
5790359
4135971
SH
OTR
0
4135971
0
INDUSTRIAL TECH ACQSTNS II I
CLASS A COM
45635R108
519417
49992
SH
OTR
1
0
49992
0
INSMED INC
NOTE 1.750% 1/1
457669AA7
730400
800000
PRN
OTR
2
0
800000
0
INTERCEPT PHARMACEUTICALS IN
NOTE 3.250% 7/0
45845PAA6
13509377
13507000
PRN
OTR
2
0
13507000
0
IONIS PHARMACEUTICALS INC
NOTE 0.125%12/1
462222AB6
736462
796000
PRN
OTR
2
0
796000
0
IONIS PHARMACEUTICALS INC
NOTE 4/0
462222AD2
638750
700000
PRN
OTR
2
0
700000
0
ITRON INC
NOTE 3/1
465741AN6
5623538
6755000
PRN
OTR
2
0
6755000
0
JAZZ INVESTMENTS I LTD
NOTE 1.500% 8/1
472145AD3
898598
926000
PRN
OTR
2
0
926000
0
JETBLUE AIRWAYS CORP
NOTE 0.500% 4/0
477143AP6
24687788
31979000
PRN
OTR
2
0
31979000
0
JOHN BEAN TECHNOLOGIES CORP
NOTE 0.250% 5/1
477839AB0
1368813
1500000
PRN
OTR
1
0
1500000
0
KKR REAL ESTATE FIN TR INC
COM
48251K100
9254375
812500
SH
OTR
0
812500
0
KKR REAL ESTATE FIN TR INC
COM
48251K100
104645636
9187501
SH
OTR
1
0
9187501
0
LIVE NATION ENTERTAINMENT IN
NOTE 2.000% 2/1
538034AU3
1252818
1281000
PRN
OTR
2
0
1281000
0