0001104659-16-121432.txt : 20160516
0001104659-16-121432.hdr.sgml : 20160516
20160516172335
ACCESSION NUMBER: 0001104659-16-121432
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160516
DATE AS OF CHANGE: 20160516
EFFECTIVENESS DATE: 20160516
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. L.P.
CENTRAL INDEX KEY: 0001399770
IRS NUMBER: 132857105
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12880
FILM NUMBER: 161655254
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Kravis Roberts & Co.
DATE OF NAME CHANGE: 20070517
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001399770
XXXXXXXX
03-31-2016
03-31-2016
false
Kohlberg Kravis Roberts & Co. L.P.
9 West 57th Street Suite 4200
New York
NY
10019
13F COMBINATION REPORT
028-12880
028-16926
Prisma Capital Partners LP
Y
The following information corresponds to the securities indicated in the attached Information Table: (i) Kohlberg Kravis Roberts & Co. L.P. ("KKR") may be deemed to have investment discretion over an aggregate number of 18,796,791 shares of ENGILITY HLDGS INC NEW, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors; (ii) KKR may be deemed to have investment discretion over an aggregate number of 15,225,837 shares of HCA HOLDINGS INC, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors; and (iii) KKR may be deemed to have investment discretion over an aggregate number of 52,461,215 shares of WALGREENS BOOTS ALLIANCE INC, which includes 1,337,945 shares held by an investment vehicle jointly owned by affiliates of KKR and other investors.
Christopher Lee
Counsel
212-750-8300
/s/ Christopher Lee
New York
NY
05-16-2016
3
55
10094057
false
1
028-13533
KKR Investment Management LLC
2
028-14775
KKR Credit Advisors (US) LLC
3
028-16926
Prisma Capital Partners LP
INFORMATION TABLE
2
a16-10986_4informationtable.xml
INFORMATION TABLE
ALLERGAN PLC
SHS
G0177J108
19298
72000
SH
Call
OTR
1
0
72000
0
AMEDISYS INC
COM
023436108
233802
4836608
SH
OTR
2
0
4836608
0
AMERICAN INTL GROUP INC
COM NEW
026874784
15653
289600
SH
OTR
1
0
289600
0
CAMERON INTERNATIONAL CORP
COM
13342B105
2320
34608
SH
OTR
3
0
34608
0
CONCORDIA HEALTHCARE CORP
COM
206519100
63600
2484364
SH
OTR
1
0
2484364
0
DOMINION RES INC VA NEW
UNIT 04/01/2013
25746U703
54310
926000
SH
OTR
1
0
926000
0
ECLIPSE RES CORP
COM
27890G100
15919
11054844
SH
OTR
1
0
11054844
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
28646
13820000
PRN
OTR
1
0
13820000
0
ENGILITY HLDGS INC NEW
COM
29286C107
168098
8960446
SH
OTR
0
8960446
0
FIDELITY NATL INFORMATION SV
COM
31620M106
173408
2739030
SH
OTR
0
2739030
0
FRONTIER COMMUNICATIONS CORP
PFD CONV SER-A
35906A207
1566
15000
SH
OTR
1
0
15000
0
GILEAD SCIENCES INC
NOTE 1.625% 5/0
375558AP8
69457
17003000
PRN
OTR
1
0
17003000
0
GODADDY INC
CL A
380237107
577380
17858964
SH
OTR
0
17858964
0
GREATBATCH INC
COM
39153L106
102729
2882405
SH
OTR
0
2882405
0
GREATBATCH INC
COM
39153L106
2292
64304
SH
OTR
2
0
64304
0
HANGER INC
COM NEW
41043F208
20933
3220476
SH
OTR
1
0
3220476
0
HCA HOLDINGS INC
COM
40412C101
1162167
14890037
SH
OTR
0
14890037
0
INTEGRATED DEVICE TECHNOLOGY
NOTE 0.875%11/1
458118AB2
1881
2000000
PRN
OTR
1
0
2000000
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
6111
25989
SH
OTR
3
0
25989
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
684
63600
SH
OTR
2
0
63600
0
KKR & CO L P DEL
COM UNITS
48248M102
68561
4667166
SH
OTR
1
0
4667166
0
LAM RESEARCH CORP
NOTE 0.500% 5/1
512807AJ7
16322
12171000
PRN
OTR
1
0
12171000
0
LIBERTY MEDIA CORP DELAWARE
NOTE 1.375%10/1
531229AB8
1496
1500000
PRN
OTR
1
0
1500000
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 8/1
53220KAD0
4441
3000000
PRN
OTR
1
0
3000000
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
15320
1167680
SH
OTR
1
0
1167680
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
205049
19888375
SH
OTR
1
0
19888375
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
15950
10000000
PRN
OTR
1
0
10000000
0
NETSCOUT SYS INC
COM
64115T104
17095
744213
SH
OTR
1
0
744213
0
NEXTERA ENERGY INC
UNIT 09/01/2016
65339F861
40870
671100
SH
OTR
1
0
671100
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
65648
26996000
PRN
OTR
1
0
26996000
0
NUVECTRA CORP
COM
67075N108
5198
960801
SH
OTR
0
960801
0
NUVECTRA CORP
COM
67075N108
116
21435
SH
OTR
2
0
21435
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
671
84784
SH
OTR
2
0
84784
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
48185
26996000
PRN
OTR
1
0
26996000
0
PALO ALTO NETWORKS INC
NOTE 7/0
697435AB1
6217
4000000
PRN
OTR
1
0
4000000
0
PENNEY J C INC
COM
708160106
55182
4989327
SH
OTR
2
0
4989327
0
PRA HEALTH SCIENCES INC
COM
69354M108
1501033
35103676
SH
OTR
0
35103676
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
8605
6000000
PRN
OTR
1
0
6000000
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
793
35000
SH
OTR
1
0
35000
0
PRUDENTIAL GLB SHT DUR HG YL
COM
74433A109
1473
98959
SH
OTR
2
0
98959
0
RIGNET INC
COM
766582100
64980
4750000
SH
OTR
0
4750000
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
2905
59059
SH
OTR
3
0
59059
0
SPANSION LLC
NOTE 2.000% 9/0
84649PAL9
22400
14000000
PRN
OTR
1
0
14000000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
4624
22500
SH
Call
OTR
1
0
22500
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
9248
45000
SH
Put
OTR
1
0
45000
0
SUNSTONE HOTEL INVS INC NEW
CV 8% CUM PFD-D
867892507
4419
176608
SH
OTR
1
0
176608
0
TRANSCANADA CORP
COM
89353D107
2804
71339
SH
OTR
3
0
71339
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
17667
6861000
PRN
OTR
1
0
6861000
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
4305335
51107961
SH
OTR
0
51107961
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
7645
4000000
PRN
OTR
1
0
4000000
0
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
857
113146
SH
OTR
2
0
113146
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
23288
375000
SH
OTR
1
0
375000
0
WILLBROS GROUP INC DEL
COM
969203108
21567
10125410
SH
OTR
2
0
10125410
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
4953
3000000
PRN
OTR
1
0
3000000
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
802886
7529640
SH
OTR
0
7529640
0