0001104659-16-097423.txt : 20160216
0001104659-16-097423.hdr.sgml : 20160215
20160216171811
ACCESSION NUMBER: 0001104659-16-097423
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160216
DATE AS OF CHANGE: 20160216
EFFECTIVENESS DATE: 20160216
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Kohlberg Kravis Roberts & Co. L.P.
CENTRAL INDEX KEY: 0001399770
IRS NUMBER: 132857105
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12880
FILM NUMBER: 161430272
BUSINESS ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
BUSINESS PHONE: 212-230-9742
MAIL ADDRESS:
STREET 1: 9 WEST 57TH STREET SUITE 4200
CITY: NEW YORK
STATE: NY
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Kohlberg Kravis Roberts & Co.
DATE OF NAME CHANGE: 20070517
13F-HR
1
primary_doc.xml
13F-HR
LIVE
0001399770
XXXXXXXX
12-31-2015
12-31-2015
false
Kohlberg Kravis Roberts & Co. L.P.
9 West 57th Street Suite 4200
New York
NY
10019
13F COMBINATION REPORT
028-12880
028-16926
Prisma Capital Partners LP
Y
The following information corresponds to the securities indicated in the attached Information Table: (i) Kohlberg Kravis Roberts & Co. L.P. ("KKR") may be deemed to have investment discretion over an aggregate number of 18,796,791 shares of ENGILITY HLDGS INC NEW, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors; (ii) KKR may be deemed to have investment discretion over an aggregate number of 15,225,837 shares of HCA HOLDINGS INC, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors; (iii) KKR may be deemed to have investment discretion over an aggregate number of 52,445,906 shares of WALGREENS BOOTS ALLIANCE INC, which includes 1,337,945 shares held by an investment vehicle jointly owned by affiliates of KKR and other investors; and (iv) KKR may be deemed to have investment discretion over an aggregate number of 30,118,560 shares of ZIMMER BIOMET HLDGS INC, which consists of shares held by an investment vehicle jointly owned by affiliates of KKR and other investors .
Christopher Lee
Counsel
212-750-8300
/s/ Christopher Lee
New York
NY
02-16-2016
3
58
10324407
false
1
028-13533
KKR Investment Management LLC
2
028-14775
KKR Credit Advisors (US) LLC
3
028-16926
Prisma Capital Partners LP
INFORMATION TABLE
2
a16-3845_4informationtable.xml
INFORMATION TABLE
ALLERGAN PLC
SHS
G0177J108
13219
42300
SH
OTR
1
0
42300
0
ALLERGAN PLC
PFD CONV SER A
G0177J116
8438
8200
SH
OTR
1
0
8200
0
AMEDISYS INC
COM
023436108
190175
4836608
SH
OTR
2
0
4836608
0
AMERICAN INTL GROUP INC
COM NEW
026874784
17947
289600
SH
OTR
1
0
289600
0
AMERIPRISE FINL INC
COM
03076C106
5406
50800
SH
OTR
1
0
50800
0
BLACKROCK FLOAT RATE OME STR
COM
09255X100
4747
368000
SH
OTR
1
0
368000
0
CONCORDIA HEALTHCARE CORP
COM
206519100
19317
473100
SH
OTR
1
0
473100
0
EASTERLY GOVT PPTYS INC
COM
27616P103
515
30000
SH
OTR
1
0
30000
0
ECLIPSE RES CORP
COM
27890G100
20120
11054844
SH
OTR
1
0
11054844
0
ELECTRONIC ARTS INC
NOTE 0.750% 7/1
285512AA7
32454
14685000
PRN
OTR
1
0
14685000
0
ENGILITY HLDGS INC NEW
COM
29286C107
291035
8960446
SH
OTR
0
8960446
0
FIDELITY NATL INFORMATION SV
COM
31620M106
248978
4108546
SH
OTR
0
4108546
0
GODADDY INC
CL A
380237107
49058
1530188
SH
OTR
2
0
1530188
0
GODADDY INC
CL A
380237107
572558
17858964
SH
OTR
0
17858964
0
GREATBATCH INC
COM
39153L106
151326
2882405
SH
OTR
0
2882405
0
GREATBATCH INC
COM
39153L106
3376
64304
SH
OTR
2
0
64304
0
HANGER INC
COM NEW
41043F208
28445
1729200
SH
OTR
1
0
1729200
0
HCA HOLDINGS INC
COM
40412C101
1007013
14890037
SH
OTR
0
14890037
0
ILLUMINA INC
NOTE 0.250% 3/1
452327AD1
7789
3414000
PRN
OTR
1
0
3414000
0
INFINERA CORPORATION
DBCV 1.750% 6/0
45667GAB9
5312
3000000
PRN
OTR
1
0
3000000
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
4198
16380
SH
OTR
3
0
16380
0
INVESCO DYNAMIC CR OPP FD
COM
46132R104
671
63600
SH
OTR
2
0
63600
0
ISIS PHARMACEUTICALS INC DEL
NOTE 1.000%11/1
464337AJ3
2775
2500000
PRN
OTR
1
0
2500000
0
KKR & CO L P DEL
COM UNITS
48248M102
72761
4667166
SH
OTR
1
0
4667166
0
LIGAND PHARMACEUTICALS INC
NOTE 0.750% 8/1
53220KAD0
6232
4000000
PRN
OTR
1
0
4000000
0
LUMBER LIQUIDATORS HLDGS INC
COM
55003T107
17754
1022680
SH
OTR
1
0
1022680
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
175415
19888375
SH
OTR
1
0
19888375
0
MOLINA HEALTHCARE INC
NOTE 1.125% 1/1
60855RAC4
11797
7500000
PRN
OTR
1
0
7500000
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
63453
26987000
PRN
OTR
1
0
26987000
0
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
665
84784
SH
OTR
2
0
84784
0
NUVEEN FLOATING RATE INCOME
COM
67072T108
2132
208200
SH
OTR
1
0
208200
0
NUVEEN FLTNG RTE INCM OPP FD
COM SHS
6706EN100
2353
240100
SH
OTR
1
0
240100
0
NVIDIA CORP
NOTE 1.000%12/0
67066GAC8
39840
24000000
PRN
OTR
1
0
24000000
0
PALO ALTO NETWORKS INC
NOTE 7/0
697435AB1
26580
16000000
PRN
OTR
1
0
16000000
0
PENNEY J C INC
COM
708160106
3899
585459
SH
OTR
1
0
585459
0
PENNEY J C INC
COM
708160106
33229
4989327
SH
OTR
2
0
4989327
0
PENNYMAC MTG INVT TR
COM
70931T103
6994
458300
SH
OTR
1
0
458300
0
PRA HEALTH SCIENCES INC
COM
69354M108
1807797
39933657
SH
OTR
0
39933657
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
9341
6625000
PRN
OTR
1
0
6625000
0
PROSHARES TR
SHRT 20+YR TRE
74347X849
866
35000
SH
OTR
1
0
35000
0
PRUDENTIAL GLB SHT DUR HG YL
COM
74433A109
1311
92659
SH
OTR
2
0
92659
0
RIGNET INC
COM
766582100
98278
4750000
SH
OTR
0
4750000
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
2719
59059
SH
OTR
3
0
59059
0
SALESFORCE COM INC
NOTE 0.250% 4/0
79466LAD6
2303
1782000
PRN
OTR
1
0
1782000
0
SPANSION LLC
NOTE 2.000% 9/0
84649PAL9
18094
10000000
PRN
OTR
1
0
10000000
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
6116
30000
SH
Put
OTR
1
0
30000
0
STARWOOD PPTY TR INC
NOTE 4.000% 1/1
85571BAB1
4978
5000000
PRN
OTR
1
0
5000000
0
TEEKAY CORPORATION
COM
Y8564W103
1151
116600
SH
OTR
3
0
116600
0
TESLA MTRS INC
NOTE 1.500% 6/0
88160RAA9
5867
3000000
PRN
OTR
1
0
3000000
0
TRANSCANADA CORP
COM
89353D107
3004
92162
SH
OTR
3
0
92162
0
VERISIGN INC
SDCV 3.250% 8/1
92343EAD4
17706
6861000
PRN
OTR
1
0
6861000
0
VOYA PRIME RATE TR
SH BEN INT
92913A100
5815
1149227
SH
OTR
1
0
1149227
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
4352354
51107961
SH
OTR
0
51107961
0
WELLS FARGO INCOME OPPORTUNI
COM SHS
94987B105
705
94690
SH
OTR
2
0
94690
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
28558
469700
SH
OTR
1
0
469700
0
WILLBROS GROUP INC DEL
COM
969203108
27237
10125410
SH
OTR
2
0
10125410
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
9765
6000000
PRN
OTR
1
0
6000000
0
ZIMMER BIOMET HLDGS INC
COM
98956P102
772466
7529640
SH
OTR
0
7529640
0