0001144204-14-048679.txt : 20140812 0001144204-14-048679.hdr.sgml : 20140812 20140812060930 ACCESSION NUMBER: 0001144204-14-048679 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140805 FILED AS OF DATE: 20140812 DATE AS OF CHANGE: 20140812 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VYCOR MEDICAL INC CENTRAL INDEX KEY: 0001424768 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 203369218 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6401 CONGRESS AVE STREET 2: SUITE 140 CITY: BOCA RATON, STATE: FL ZIP: 33487 BUSINESS PHONE: 562.558.2000 MAIL ADDRESS: STREET 1: 6401 CONGRESS AVE STREET 2: SUITE 140 CITY: BOCA RATON, STATE: FL ZIP: 33487 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FOUNTAINHEAD CAPITAL MANAGEMENT LTD CENTRAL INDEX KEY: 0001399726 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34932 FILM NUMBER: 141032369 BUSINESS ADDRESS: STREET 1: PORTMAN HOUSE HUE STREET STREET 2: ST HELIER CITY: JERSEY CHANNEL ISLANDS STATE: X0 ZIP: JE45RP BUSINESS PHONE: 44 0 1 534 630 112 MAIL ADDRESS: STREET 1: PORTMAN HOUSE HUE STREET STREET 2: ST HELIER CITY: JERSEY CHANNEL ISLANDS STATE: X0 ZIP: JE45RP 4 1 v386094_form4.xml FORM 4 X0306 4 2014-08-05 0 0001424768 VYCOR MEDICAL INC VYCO 0001399726 FOUNTAINHEAD CAPITAL MANAGEMENT LTD PORTMAN HOUSE, HUE STREET ST HELIER JERSEY CHANNEL ISLANDS X0 JE45RP UNITED KINGDOM 0 0 1 0 Common Stock, par value $0.0001 4352081 D Preferred Series D, par value $0.001 2014-08-05 4 P 0 164149 10.00 A 164149 D Warrants 1.88 2010-02-10 2015-02-10 Common Stock 343411 343411 D Warrants 2.62 2010-09-29 2015-09-29 Common Stock 337517 337517 D Warrants 2.05 2014-01-02 2017-01-02 Common Stock 397140 397140 D Warrants 3.08 2014-01-02 2017-01-02 Common Stock 397140 397140 D Warrants 3.08 2014-08-05 4 P 0 572613 0 A 2014-08-04 2017-08-04 Common Stock 572613 572613 D /s/ Giselle le Mere For and on behalf of Berwin Limted-Director 2014-08-11 /s/ Eileen O'Shea For and on behalf of Moulton Limited-Director 2014-08-11