0001209191-14-005704.txt : 20140129
0001209191-14-005704.hdr.sgml : 20140129
20140129210551
ACCESSION NUMBER: 0001209191-14-005704
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140129
FILED AS OF DATE: 20140129
DATE AS OF CHANGE: 20140129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dicerna Pharmaceuticals Inc
CENTRAL INDEX KEY: 0001399529
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 480 ARSENAL ST. BUILDING 1, SUITE 120
CITY: WATERTOWN
STATE: MA
ZIP: 02472
BUSINESS PHONE: 617 621 8097
MAIL ADDRESS:
STREET 1: 480 ARSENAL ST. BUILDING 1, SUITE 120
CITY: WATERTOWN
STATE: MA
ZIP: 02472
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Weissman James B
CENTRAL INDEX KEY: 0001598480
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36281
FILM NUMBER: 14558473
MAIL ADDRESS:
STREET 1: 480 ARSENAL STREET
STREET 2: BUILDING 1, SUITE 120
CITY: WATERTOWN
STATE: MA
ZIP: 02472
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2014-01-29
0
0001399529
Dicerna Pharmaceuticals Inc
DRNA
0001598480
Weissman James B
C/O DICERNA PHARMACEUTICALS, INC.
480 ARSENAL STREET, BLDG 1, SUITE 120
WATERTOWN
MA
02472
0
1
0
0
Chief Business Officer
Common Stock
12116
D
Employee Stock Option (right to buy)
3.42
2022-04-27
Common Stock
800
D
Employee Stock Option (right to buy)
3.42
2022-04-27
Common Stock
1500
D
Employee Stock Option (right to buy)
3.42
2023-09-24
Common Stock
60000
D
Employee Stock Option (right to buy)
3.42
2023-09-24
Common Stock
78784
D
Vests 25% after the first year anniversary of the vesting start date of 01/01/2012 and the remaining 75% vests at 1/36 per month thereafter.
The vesting of this option is subject to achievement of pre-established performance goals.
Vests 1/48 monthly on last day of each month with a vesting start date of 7/30/2013.
/s John Green
2014-01-29
EX-24.3_503795
2
poa.txt
POA DOCUMENT
LIMITED POWER OF ATTORNEY FOR
SECTION 16 REPORTING OBLIGATIONS
Know all by these presents, that the undersigned hereby makes, constitutes and
appoints John Green (so long as he works at Corporate Finance Group, Inc.), a
Limited Power of Attorney for Dicerna Pharmaceuticals, Inc., a Delaware
corporation (the "Company"), as the undersigned's true and lawful
attorney-in-fact, with full power and authority as hereinafter described on
behalf of and in the name, place and stead of the undersigned to:
(1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including
any amendments thereto) with respect to the securities of the Company, and Form
ID or other information to secure an access and any other code and/or CIK number
to permit filing via EDGAR with the United States Securities and Exchange
Commission, any national securities exchanges and the Company, as considered
necessary or advisable under Section 16(a) of the Securities Exchange Act of
1934 and the rules and regulations promulgated thereunder, as amended from time
to time (the "Exchange Act");
(2) seek or obtain, as the undersigned's representative and on the undersigned's
behalf, information on transactions in the Company's securities from any third
party, including brokers, employee benefit plan administrators and trustees, and
the undersigned hereby authorizes any such person to release any such
information to the undersigned and approves and ratifies any such release of
information; and
(3) perform any and all other acts which in the discretion of such
attorney-in-fact are necessary or desirable for and on behalf of the undersigned
in connection with the foregoing.
The undersigned acknowledges that:
(1) this Power of Attorney authorizes, but does not require, each such
attorney-in-fact to act in their discretion on information provided to such
attorney-in-fact without independent verification of such information;
(2) any documents prepared and/or executed by either such attorney-in-fact on
behalf of the undersigned pursuant to this Power of Attorney will be in such
form and will contain such information and disclosure as such attorney-in-fact,
in his or her discretion, deems necessary or desirable;
(3) neither the Company nor such attorney-in-fact assumes (i) any liability for
the undersigned's responsibility to comply with the requirement of the Exchange
Act, (ii) any liability of the undersigned for any failure to comply with such
requirements, or (iii) any obligation or liability of the undersigned for profit
disgorgement under Section 16(b) of the Exchange Act; and
(4) this Power of Attorney does not relieve the undersigned from responsibility
for compliance with the undersigned's obligations under the Exchange Act,
including without limitation the reporting requirements under Section 16 of the
Exchange Act.
The undersigned hereby gives and grants the foregoing attorney-in-fact full
power and authority to do and perform all and every act and thing whatsoever
requisite, necessary or appropriate to be done in and about the foregoing
matters as fully to all intents and purposes as the undersigned might or could
do if present, hereby ratifying all that each such attorney-in-fact of, for and
on behalf of the undersigned, shall lawfully do or cause to be done by virtue of
this Limited Power of Attorney.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Section 16 reports with respect to
his/her holdings of and transactions in or involving securities issued by the
Company, or earlier if revoked by the undersigned in a signed writing delivered
to each such attorney-in-fact.
[remainder of page left intentionally blank]
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be
executed as of this 28 day of January, 2014.
/s James Weissman
Signature
James Weissman
Print Name
CERTIFICATE OF ACKNOWLEDGMENT
State of [ ] MA
County of [ ] Middlesex
On 1/28/14, before me, Jayne Donnelly, Notary Public, personally appeared James
Weissman personally known to me (or proved to me on the basis of satisfactory
evidence) to be the person(s) whose name(s) is/are subscribed to the within
instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature(s)
on the instrument the person(s), or the entity upon behalf of which the
person(s) acted, executed the instrument.
WITNESS my hand and official seal.
(NOTARY SEAL)
/s Jayne Donnelly
NOTARY SIGNATURE