0000904454-14-000123.txt : 20140204 0000904454-14-000123.hdr.sgml : 20140204 20140204151419 ACCESSION NUMBER: 0000904454-14-000123 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140204 FILED AS OF DATE: 20140204 DATE AS OF CHANGE: 20140204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dicerna Pharmaceuticals Inc CENTRAL INDEX KEY: 0001399529 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 480 ARSENAL ST. BUILDING 1, SUITE 120 CITY: WATERTOWN STATE: MA ZIP: 02472 BUSINESS PHONE: 617 621 8097 MAIL ADDRESS: STREET 1: 480 ARSENAL ST. BUILDING 1, SUITE 120 CITY: WATERTOWN STATE: MA ZIP: 02472 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DP VIII Associates, L.P. CENTRAL INDEX KEY: 0001465143 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36281 FILM NUMBER: 14571848 BUSINESS ADDRESS: STREET 1: C/O DOMAIN ASSOCIATES, L.L.C. STREET 2: ONE PALMER SQUARE, SUITE 515 CITY: PRINCETON STATE: NJ ZIP: 08542 BUSINESS PHONE: 609-683-5656 MAIL ADDRESS: STREET 1: C/O DOMAIN ASSOCIATES, L.L.C. STREET 2: ONE PALMER SQUARE, SUITE 515 CITY: PRINCETON STATE: NJ ZIP: 08542 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-02-04 0001399529 Dicerna Pharmaceuticals Inc DRNA 0001465143 DP VIII Associates, L.P. C/O DOMAIN ASSOCIATES, LLC ONE PALMER SQUARE PRINCETON NJ 08542 0 0 1 0 Common Stock 2014-02-04 4 C 0 13004 A 13004 D Series B Preferred Stock 2014-02-04 4 C 0 3535 0 D Common Stock 3535 0 D Series C Preferred Stock 2014-02-04 4 C 0 9469 0 D Common Stock 9469 0 D Warrant 7.00 2014-02-04 4 C 0 156 0 D 2014-01-29 2018-06-26 Series C Preferred Stock 156 0 D Warrant 7.00 2014-02-04 4 C 0 156 0 A 2014-01-29 2018-06-26 Common Stock 156 156 D All outstanding shares of preferred stock were automatically converted into Common Stock upon the closing of the Issuer's initial public offering (the "IPO"), for no additional consideration. The preferred stock had no expiration date. /s/Kathleen K. Schoemaker, Managing Member of One Palmer Square Associates VIII, LLC, General Partner of DP VIII Associates, L.P. 2014-02-04