0000921895-18-000694.txt : 20180214
0000921895-18-000694.hdr.sgml : 20180214
20180214190421
ACCESSION NUMBER: 0000921895-18-000694
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171229
FILED AS OF DATE: 20180214
DATE AS OF CHANGE: 20180214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kanen David
CENTRAL INDEX KEY: 0001681743
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37379
FILM NUMBER: 18615473
MAIL ADDRESS:
STREET 1: 10141 SWEET BAY COURT
CITY: PARKLAND
STATE: FL
ZIP: 33076
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Philotimo Fund, LP
CENTRAL INDEX KEY: 0001688522
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37379
FILM NUMBER: 18615471
BUSINESS ADDRESS:
STREET 1: 5850 CORAL RIDGE DRIVE, SUITE 309
CITY: CORAL SPRINGS
STATE: FL
ZIP: 33076
BUSINESS PHONE: 631-863-3100
MAIL ADDRESS:
STREET 1: 5850 CORAL RIDGE DRIVE, SUITE 309
CITY: CORAL SPRINGS
STATE: FL
ZIP: 33076
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kanen Wealth Management LLC
CENTRAL INDEX KEY: 0001681614
STATE OF INCORPORATION: FL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37379
FILM NUMBER: 18615472
BUSINESS ADDRESS:
STREET 1: 10141 SWEET BAY COURT
CITY: PARKLAND
STATE: FL
ZIP: 33076
BUSINESS PHONE: 631-863-3100
MAIL ADDRESS:
STREET 1: 10141 SWEET BAY COURT
CITY: PARKLAND
STATE: FL
ZIP: 33076
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE Group Hospitality, Inc.
CENTRAL INDEX KEY: 0001399520
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 141961545
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 411 W. 14TH STREET
STREET 2: 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
BUSINESS PHONE: 212 277 5351
MAIL ADDRESS:
STREET 1: 411 W. 14TH STREET
STREET 2: 2ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10014
FORMER COMPANY:
FORMER CONFORMED NAME: COMMITTED CAPITAL ACQUISITION Corp
DATE OF NAME CHANGE: 20110523
FORMER COMPANY:
FORMER CONFORMED NAME: PLASTRON ACQUISITION CORP II
DATE OF NAME CHANGE: 20070515
4
1
form411527001_02142018.xml
OWNERSHIP DOCUMENT
X0306
4
2017-12-29
0
0001399520
ONE Group Hospitality, Inc.
STKS
0001681743
Kanen David
10141 SWEET BAY COURT
PARKLAND
FL
33076
0
0
1
1
Passive Investor
0001681614
Kanen Wealth Management LLC
10141 SWEET BAY COURT
PARKLAND
FL
33076
0
0
1
1
Passive Investor
0001688522
Philotimo Fund, LP
5850 CORAL RIDGE DRIVE, SUITE 309
CORAL SPRINGS
FL
33076
0
0
1
1
Passive Investor
Common Stock
2018-01-17
4
P
0
3700
2.23
A
2692697
I
Kanen Wealth Management LLC
Common Stock
2018-01-18
4
P
0
4128
2.2287
A
2696825
I
Kanen Wealth Management LLC
Common Stock
2018-01-19
4
P
0
100700
2.23
A
2797525
I
Kanen Wealth Management LLC
Common Stock
2018-01-26
4
P
0
5393
2.2175
A
2802918
I
Kanen Wealth Management LLC
Common Stock
2018-01-29
4
P
0
4800
2.22
A
2807718
I
Kanen Wealth Management LLC
Common Stock
2018-01-31
4
P
0
4500
2.2191
A
2812218
I
Kanen Wealth Management LLC
Common Stock
2018-02-01
4
P
0
31900
2.2091
A
2844118
I
Kanen Wealth Management LLC
Common Stock
2018-02-05
4
P
0
11400
2.197
A
2855518
I
Kanen Wealth Management LLC
Common Stock
2018-02-06
4
P
0
6000
2.3098
A
2861518
I
Kanen Wealth Management LLC
Common Stock
2018-02-08
4
P
0
202
2.23
A
2861720
I
Kanen Wealth Management LLC
Common Stock
2018-02-09
4
P
0
701
2.23
A
2862421
I
Kanen Wealth Management LLC
Common Stock
2018-02-12
4
P
0
852
2.23
A
2863273
I
Kanen Wealth Management LLC
Common Stock
1845000
I
The Philotimo Fund LLC
Common Stock
18921
D
Kanen Wealth Management LLC ("KWM") does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM.
Mr. Kanen beneficially owns 4,727,194 shares of Common Stock, which represent approximately 17.5% of the Company's outstanding shares of Common Stock. Mr. Kanen, as the managing member of KWM, may be deemed to beneficially own the 2,863,273 shares of Common Stock held in customer accounts managed by KWM (including the 18,921 shares held in Mr. Kanen's account) and the 1,845,000 shares of Common Stock held by The Philotimo Fund LLC, of which KWM is the general partner. Mr. Kanen expressly disclaims such beneficial ownership except to the extent of his pecuniary interest therein. Mr. Kanen does not have a pecuniary interest in the shares of Common Stock held in customer accounts managed by KWM other than the shares held in Mr. Kanen's account.
/s/ David L. Kanen
2018-02-14
/s/ Kanen Wealth Management LLC By: David L. Kanen, Managing Member
2018-02-14
/s/ The Philotimo Fund By: David L. Kanen
2018-02-14