X0306 4 2021-02-18 0001535929 Voya Financial, Inc. VOYA 0001399491 Port Larry 230 PARK AVENUE NEW YORK NY 10169 1 See Remarks Common Stock 2021-02-18 4 M 0 274 0 A 18387 D Common Stock 2021-02-18 4 F 0 274 56.59 D 18113 D Performance Stock Unit 2021-02-18 4 A 0 7435 0 A Common Stock 7435 16348 D Restricted Stock Units 2021-02-18 4 A 0 5725 0 A Common Stock 5725 10985 D Restricted Stock Units 2021-02-18 4 M 0 274 0 D Common Stock 274 10711 D Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation. FICA tax withholding on the grant of restricted stock units. Each stock unit represents a conditional right to receive one share of the company's common stock. The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 18, 2024) can range from 0% to 150% of the number presented above. 1/3 of the restricted stock units will vest on February 18, 2022, 1/3 on February 18, 2023 and 1/2 on February 18, 2024. The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date. Chief Legal Officer /s/ Jean Weng, Attorney in Fact 2021-02-22