8-K 1 cool_8k.htm FORM 8-K cool_8k.htm











Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934


Date of Report (Date of earliest event reported): April 9, 2018


Cool Technologies, Inc.

(Exact name of registrant as specified in its charter)







(State or other jurisdiction of
incorporation or organization)



File Number)


(I.R.S. Employer

Identification Number)


8875 Hidden River Parkway

Tampa, Florida



(Address of principal executive offices)


(Zip Code)


Registrant’s telephone number, including area code: (813) 975-7467



(Former name or former address, if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:




Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)



Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)



Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))



Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).


Emerging growth company o


If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act o




Item 7.01. Regulation FD Disclosure.


On April 11, 2018, Cool Technologies, Inc. (the “Company”) issued a press release pertaining to an order (“Purchase Order”) for ten Ford F-350s retrofitted with CoolTech’s mobile generation systems from the National Union of Producers of Jatropha in Mexico (Jatropha), a copy of this press release is attached hereto as Exhibit 99.1 and is incorporated herein by reference.


The information contained in this Current Report on Form 8-K shall not be deemed “filed” for purposes of Section 18 of the Exchange Act, or incorporated by reference in any filing under the Securities Act of 1933, as amended or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing. The furnishing of the information in this Current Report on Form 8-K is not intended to, and does not, constitute a representation that such furnishing is required by Regulation FD or that the information contained in this Current Report on Form 8-K constitutes material investor information that is not otherwise publicly available.


Item 8.01. Other Events.


Pursuant to the Purchase Order, Jatropha will provide the specifications within 5 days of the Company’s acceptance of the order.


The Purchase Order Agreement encompasses MG units with 80 kilovolt amp (KVA) outputs. The order terms and conditions will be 25% down within 45 days of the order, 25% within 90 days of the order and 50% within 10 days of the delivery of the order and acceptance by the customer.


The delivery will be made to Jatropha at an acceptable border crossing. A receipt of import by a Mexican customs agent for Jatropha will be proof of delivery and acceptance.


Item 9.01 Financial Statements and Exhibits.


Exhibit 99.1

Text of press release issued by Cool Technologies, Inc. on April 11, 2018.






Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.




Cool Technologies, Inc.





Date: April 12, 2018


/s/ Timothy Hassett




Timothy Hassett




Chairman and CEO (Principal Executive Officer)