X0202 3 2007-11-01 0 0001399315 NEW M&I CORP MI 0001187361 MELLOWES JOHN A 770 NORTH WATER STREET MILWAUKEE WI 53202 1 0 0 0 Common Stock 2000 D Common Stock 1200 I By Trust Common Stock 7971.522 I By Deferred Compensation Plan Reflects the acquisition of shares of common stock of the Issuer pursuant to a series of transactions under an Investment Agreement, dated as of April 3, 2007, among the entity formerly known as Marshall & Ilsley Corporation ("Old M&I") (which was subsequently converted to a limited liability company and renamed M&I LLC and is a subsidiary of the Issuer), certain of its subsidiaries and WPM, L.P. (the "Investment Agreement"). Pursuant to the Investment Agreement, on November 1, 2007, Old M&I merged with one of its subsidiaries to effect the formation of a holding company to hold all of the outstanding stock of Old M&I (the "Holding Company Merger"). As a result of the completion of the transactions contemplated by the Investment Agreement, each holder of Old M&I common stock as of the effective time of the Holding Company Merger received three shares of common stock of the Issuer (which was subsequently renamed Marshall & Ilsley Corporation) and one share of common stock of Metavante /s/ Jodi W. Rosenthal (pursuant to Power of Attorney filed herewith) 2007-11-05