0001567619-22-000264.txt : 20220104
0001567619-22-000264.hdr.sgml : 20220104
20220104164421
ACCESSION NUMBER: 0001567619-22-000264
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220101
FILED AS OF DATE: 20220104
DATE AS OF CHANGE: 20220104
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Meyerowich Richard P.
CENTRAL INDEX KEY: 0001411021
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33761
FILM NUMBER: 22506835
MAIL ADDRESS:
STREET 1: C/O PZENA INVESTMENT MANAGEMENT LLC
STREET 2: 120 WEST 45TH STREET, 20TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Pzena Investment Management, Inc.
CENTRAL INDEX KEY: 0001399249
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 208999751
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: 212-355-1600
MAIL ADDRESS:
STREET 1: 320 PARK AVENUE
STREET 2: 8TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
4
1
doc1.xml
FORM 4
X0306
4
2022-01-01
0
0001399249
Pzena Investment Management, Inc.
PZN
0001411021
Meyerowich Richard P.
C/O PZENA INVESTMENT MANAGEMENT, INC.
320 PARK AVENUE, 8TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Phantom Class A common stock
2022-01-01
4
A
0
11087
9.47
A
Class A common stock, par value $0.01
11.087
189605
D
Each share of Phantom Class A common stock ("Phantom Stock") is the economic equivalent of one share of the Issuer's Class A common stock ("Common Stock"). The shares of Phantom Stock become payable in a single distribution of shares of Common Stock, at such time as elected by the Reporting Person at the time such deferral was made pursuant to Section 3.4 of the Pzena Investment Management, Inc. Non-Employee Director Deferred Compensation Plan (previously filed as Exhibit 10.1 to the Issuer's quarterly report on Form 10-Q, filed with the Securities and Exchange Commission on November 9, 2009)
Issued in connection with the Reporting Person's 2022 non-employee director annual retainer in the amount of $95,000, and $10,000 annual retainer for service as Chairman of the Audit Committee, both of which are payable at the director's option, either 100% in cash, 100% in shares of the Issuer's Class A common stock, or 50% payable in cash and 50% in shares of the Issuer's Class A common stock. All shares of the Issuer's Class A common stock were valued at the closing price on December 31, 2021
Includes an aggregate of 6,050 shares of Phantom Stock issued in-kind as dividend payment in 2021.
Joan F. Berger, as attorney-in-fact for Richard P. Meyerowich
2022-01-04