0000929638-22-001650.txt : 20221102 0000929638-22-001650.hdr.sgml : 20221102 20221102183538 ACCESSION NUMBER: 0000929638-22-001650 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221031 FILED AS OF DATE: 20221102 DATE AS OF CHANGE: 20221102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Galbraith Steven M CENTRAL INDEX KEY: 0001411020 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33761 FILM NUMBER: 221355590 MAIL ADDRESS: STREET 1: C/O PZENA INVESTMENT MANAGEMENT LLC STREET 2: 120 WEST 45TH STREET, 20TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pzena Investment Management, Inc. CENTRAL INDEX KEY: 0001399249 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208999751 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 212-355-1600 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 8TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 4 1 form4.xml X0306 4 2022-10-31 true 0001399249 Pzena Investment Management, Inc. PZN 0001411020 Galbraith Steven M C/O PZENA INVESTMENT MANAGEMENT LLC 320 PARK AVENUE, 8TH FLOOR NEW YORK NY 10022 true Class A Common Stock, par value $0.01 2022-10-31 4 U 0 22460 9.6 D 0 D Phantom A Shares 0 2022-10-31 4 U 0 194192 0 D 2022-10-31 2022-10-31 Right to Receive $9.60 194192 0 D /s/ Joan F. Berger, as attorney-in-fact for Steven M. Galbraith 2022-11-02