0001606268-20-000054.txt : 20200520 0001606268-20-000054.hdr.sgml : 20200520 20200520161919 ACCESSION NUMBER: 0001606268-20-000054 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200518 FILED AS OF DATE: 20200520 DATE AS OF CHANGE: 20200520 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Evans Nick W Jr CENTRAL INDEX KEY: 0001399155 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36559 FILM NUMBER: 20898364 MAIL ADDRESS: STREET 1: 6205 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Spark Energy, Inc. CENTRAL INDEX KEY: 0001606268 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931] IRS NUMBER: 465453215 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: (713) 600-2600 MAIL ADDRESS: STREET 1: 12140 WICKCHESTER LANE STREET 2: SUITE 100 CITY: HOUSTON STATE: TX ZIP: 77079 4 1 wf-form4_159000594086822.xml FORM 4 X0306 4 2020-05-18 0 0001606268 Spark Energy, Inc. SPKE 0001399155 Evans Nick W Jr 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 1 0 0 0 Class A Common Stock 2020-05-18 4 M 0 9472 0 A 48407 D Class A Common Stock 2020-05-18 4 D 0 9472 6.77 D 38935 D Class A Common Stock 2684 I By Spouse Restricted Stock Unit 2020-05-18 4 M 0 9472 0 D Class A Common Stock 9472.0 0 D The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 9,472 restricted stock units (the "Restricted Stock Units") on May 18, 2020. The 9,472 Restricted Stock Units were cash settled based on the closing price on the date of vesting. Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit. On March 25, 2019, the reporting person received a grant of 8,800 Restricted Stock Units and tandem dividend equivalent rights that vested in full on March 18, 2020. /s/ Nick W. Evans Jr., by Dominique R. Colvard, Attorney-in-fact 2020-05-20