0001606268-20-000054.txt : 20200520
0001606268-20-000054.hdr.sgml : 20200520
20200520161919
ACCESSION NUMBER: 0001606268-20-000054
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200518
FILED AS OF DATE: 20200520
DATE AS OF CHANGE: 20200520
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Evans Nick W Jr
CENTRAL INDEX KEY: 0001399155
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36559
FILM NUMBER: 20898364
MAIL ADDRESS:
STREET 1: 6205 PEACHTREE DUNWOODY ROAD
CITY: ATLANTA
STATE: GA
ZIP: 30328
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Spark Energy, Inc.
CENTRAL INDEX KEY: 0001606268
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC & OTHER SERVICES COMBINED [4931]
IRS NUMBER: 465453215
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
BUSINESS PHONE: (713) 600-2600
MAIL ADDRESS:
STREET 1: 12140 WICKCHESTER LANE
STREET 2: SUITE 100
CITY: HOUSTON
STATE: TX
ZIP: 77079
4
1
wf-form4_159000594086822.xml
FORM 4
X0306
4
2020-05-18
0
0001606268
Spark Energy, Inc.
SPKE
0001399155
Evans Nick W Jr
12140 WICKCHESTER LANE
SUITE 100
HOUSTON
TX
77079
1
0
0
0
Class A Common Stock
2020-05-18
4
M
0
9472
0
A
48407
D
Class A Common Stock
2020-05-18
4
D
0
9472
6.77
D
38935
D
Class A Common Stock
2684
I
By Spouse
Restricted Stock Unit
2020-05-18
4
M
0
9472
0
D
Class A Common Stock
9472.0
0
D
The shares of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), reported represent shares issued as a result of vesting of 9,472 restricted stock units (the "Restricted Stock Units") on May 18, 2020. The 9,472 Restricted Stock Units were cash settled based on the closing price on the date of vesting.
Each Restricted Stock Unit represents a right to receive, upon vesting, one share of Class A Common Stock of Spark Energy, Inc., cash, or a combination of both. Each Restricted Stock Unit includes tandem dividend equivalents which will vest upon the same schedule as the underlying Restricted Stock Unit.
On March 25, 2019, the reporting person received a grant of 8,800 Restricted Stock Units and tandem dividend equivalent rights that vested in full on March 18, 2020.
/s/ Nick W. Evans Jr., by Dominique R. Colvard, Attorney-in-fact
2020-05-20