0001123292-20-001173.txt : 20201112 0001123292-20-001173.hdr.sgml : 20201112 20201112164602 ACCESSION NUMBER: 0001123292-20-001173 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201109 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sweet Thomas W CENTRAL INDEX KEY: 0001399072 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37867 FILM NUMBER: 201307517 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dell Technologies Inc. CENTRAL INDEX KEY: 0001571996 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571] IRS NUMBER: 800890963 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 BUSINESS PHONE: 800-289-3355 MAIL ADDRESS: STREET 1: ONE DELL WAY CITY: ROUND ROCK STATE: TX ZIP: 78682 FORMER COMPANY: FORMER CONFORMED NAME: Dell Technologies Inc DATE OF NAME CHANGE: 20160825 FORMER COMPANY: FORMER CONFORMED NAME: Denali Holding Inc. DATE OF NAME CHANGE: 20130313 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2020-11-09 0001571996 Dell Technologies Inc. DELL 0001399072 Sweet Thomas W ONE DELL WAY ROUND ROCK TX 78682 0 1 0 0 Chief Financial Officer Class C Common Stock 2020-11-09 4 M 0 50727 13.75 A 125896 D Class C Common Stock 2020-11-09 4 S 0 50427 65.37 D 75469 D Class C Common Stock 2020-11-09 4 S 0 300 66.02 D 75169 D Class C Common Stock 2020-11-10 4 M 0 4700 13.75 A 79869 D Class C Common Stock 2020-11-10 4 S 0 4700 65.01 D 75169 D Options to Acquire Class C Common Stock 13.75 2020-11-09 4 M 0 50727 0 D 2024-02-06 Class C Common Stock 50727 1097572 D Options to Acquire Class C Common Stock 13.75 2020-11-10 4 M 0 4700 0 D 2024-02-06 Class C Common Stock 4700 1092872 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The price reported in Column 4 represents a weighted average sales price of $65.365. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.99, inclusive. The reporting person undertakes to provide to Dell Technologies Inc., any security holder of Dell Technologies Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in footnotes 2, 3 and 4 to this Form 4. The price reported in Column 4 represents a weighted average sales price of $66.017. These shares were sold in multiple transactions at prices ranging from $66.00 to $66.03, inclusive. The price reported in Column 4 represents a weighted average sales price of $65.011. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.16, inclusive. The options are fully vested. Consists of 381,818 time-based options and 715,754 performance-based options. Consists of 381,818 time-based options and 711,054 performance-based options. /s/ Robert Potts, Attorney-in-Fact 2020-11-12