0001104659-22-124905.txt : 20221206
0001104659-22-124905.hdr.sgml : 20221206
20221206163207
ACCESSION NUMBER: 0001104659-22-124905
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221202
FILED AS OF DATE: 20221206
DATE AS OF CHANGE: 20221206
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Aquila Tony
CENTRAL INDEX KEY: 0001399053
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38824
FILM NUMBER: 221448166
MAIL ADDRESS:
STREET 1: 2126 HAMILTON ROAD, SUITE 260
CITY: ARGYLE
STATE: TX
ZIP: 76226
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Canoo Inc.
CENTRAL INDEX KEY: 0001750153
STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714]
IRS NUMBER: 831476189
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 19951 MARINER AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90503
BUSINESS PHONE: (424) 271-2144
MAIL ADDRESS:
STREET 1: 19951 MARINER AVENUE
CITY: TORRANCE
STATE: CA
ZIP: 90503
FORMER COMPANY:
FORMER CONFORMED NAME: Hennessy Capital Acquisition Corp IV
DATE OF NAME CHANGE: 20180814
4
1
tm2232102-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2022-12-02
0
0001750153
Canoo Inc.
GOEV
0001399053
Aquila Tony
C/O CANOO INC.
19951 MARINER AVE
TORRANCE
CA
90503
1
1
1
0
Executive Chairman and CEO
Common Stock
2022-12-02
4
A
0
150000
0
A
7393332
D
Common Stock
55737160
I
By LLCs
On December 2, 2022, the Board of the Issuer approved the immediate vesting of performance-based restricted stock units held by the Reporting Person.
(i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"); (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7"); (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"); and (iv) 4,504,505 shares of Common Stock are held by AFV-10. AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7, AFV-7/A and AFV-10. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7, AFV-7/A and AFV-10. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7, AFV-7/A and AFV-10, except to the extent of his pecuniary interest therein.
Tony Aquila, by /s/ Hector Ruiz, Attorney-in-Fact
2022-12-06