0001712184-23-000187.txt : 20230803 0001712184-23-000187.hdr.sgml : 20230803 20230803162008 ACCESSION NUMBER: 0001712184-23-000187 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230803 DATE AS OF CHANGE: 20230803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nair Balan CENTRAL INDEX KEY: 0001398905 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38335 FILM NUMBER: 231140367 MAIL ADDRESS: STREET 1: 901 EXPLORER BOULEVARD CITY: HUNTSVILLE STATE: AL ZIP: 35806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liberty Latin America Ltd. CENTRAL INDEX KEY: 0001712184 STANDARD INDUSTRIAL CLASSIFICATION: CABLE & OTHER PAY TELEVISION SERVICES [4841] IRS NUMBER: 000000000 STATE OF INCORPORATION: D0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1550 WEWATTA STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 BUSINESS PHONE: 303-220-6600 MAIL ADDRESS: STREET 1: 1550 WEWATTA STREET STREET 2: SUITE 1000 CITY: DENVER STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: LatAm Splitco Ltd. DATE OF NAME CHANGE: 20170718 4 1 wf-form4_169109399426501.xml FORM 4 X0508 4 2023-06-30 0 0001712184 Liberty Latin America Ltd. LILA 0001398905 Nair Balan 1550 WEWATTA STREET SUITE 800 DENVER CO 80202 1 1 0 0 President and CEO 0 Class C Common Shares 2023-06-30 5 A 0 E 1901 7.89 A 1152267 D Class C Common Shares 2023-06-30 5 F 0 E 76 7.89 D 1152190 D Class C Common Shares 2023-06-30 5 A 0 E 534 0 A 1152724 D Class C Common Shares 2023-06-30 5 F 0 E 234 8.62 D 1152490 D Class C Common Shares 1139 I By IRA Class C Common Shares 10764 I By 401(k) Plan These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c). The ESPP's "look-back" feature was used to determine the price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the Jan. 1 - June 30, 2023 contribution period, with the lower of the two being used to determine the purchase price. Represents common shares that have been withheld by the Issuer to satisfy the tax liability arising from the ESPP transactions reported on this form which are exempt under both Rule 16b-3(d) and Rule 16b-3(c). These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c). The Reporting Person received 1,604 shares contributed by Issuer under its 401(k) Plan as of June 30, 2023. The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK. /s/ John M. Winter, Attorney-in-Fact 2023-08-03