FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
Liberty Global plc [ LBTY ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 10/01/2017 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Liberty Global Class A | 10/01/2017 | M | 10,801 | A | (1) | 112,222 | D | |||
Liberty Global Class A | 10/01/2017 | F | 5,032 | D | $33.91 | 107,190 | D | |||
Liberty Global Class C | 10/01/2017 | M | 21,602 | A | (1) | 376,168 | D | |||
Liberty Global Class C | 10/01/2017 | F | 10,063 | D | $32.7 | 366,105 | D | |||
LiLAC Class A | 10/01/2017 | M | 1,888 | A | (1) | 34,075 | D | |||
LiLAC Class A | 10/01/2017 | F | 880 | D | $23.76 | 33,195 | D | |||
LiLAC Class C | 10/01/2017 | M | 3,775 | A | (1) | 63,663 | D | |||
LiLAC Class C | 10/01/2017 | F | 1,760 | D | $23.3 | 61,903 | D | |||
Liberty Global Class C | 7,073 | I | By 401(k) Plan | |||||||
LiLAC Class C | 1,139 | I | By 401(k) Plan |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Liberty Global Restricted Share Units A | (1) | 10/01/2017 | M | 10,801 | (2) | (2) | Liberty Global Class A | 10,801 | (1) | 0 | D | ||||
Liberty Global Restricted Share Units C | (1) | 10/01/2017 | M | 21,602 | (2) | (2) | Liberty Global Class C | 21,602 | (1) | 0 | D | ||||
LiLAC Restricted Share Units A | (1) | 10/01/2017 | M | 1,888 | (2) | (2) | LiLAC Class A | 1,888 | (1) | 0 | D | ||||
LiLAC Restricted Share Units C | (1) | 10/01/2017 | M | 3,775 | (2) | (2) | LiLAC Class C | 3,775 | (1) | 0 | D |
Explanation of Responses: |
1. Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be. |
2. The Restricted Share Units vest on October 1, 2017. |
Remarks: |
The trading symbols for the Issuer's classes of ordinary shares are LBTYA, LBTYB, LBTYK, LILA, LILAB, and LILAK. |
/s/ Michelle L. Keist, attorney-in-fact | 10/03/2017 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |