SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Nair Balan

(Last) (First) (Middle)
161 HAMMERSMITH ROAD

(Street)
LONDON X0

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Liberty Global plc [ LBTY ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP & CTO
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Liberty Global Class A 09/30/2015 M 9,701 A (1) 75,814 D
Liberty Global Class A 09/30/2015 F 4,520 D $42.94 71,294 D
Liberty Global Class C 09/30/2015 M 29,103 A (1) 303,153 D
Liberty Global Class C 09/30/2015 F 13,560 D $41.02 289,593 D
LiLAC Class A 09/30/2015 M 485 A (1) 3,789(2) D
LiLAC Class A 09/30/2015 F 227 D $33.69 3,562 D
LiLAC Class C 09/30/2015 M 1,455 A (1) 14,907(2) D
LiLAC Class C 09/30/2015 F 681 D $34.24 14,226 D
Liberty Global Class C 6,284(3) I By 401(k) Plan
LiLAC Class C 314(2) I By 401(k) Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Liberty Global Restricted Share Units A (1) 09/30/2015 M 9,701 (4) (4) Liberty Global Class A 9,701 (1) 0 D
Liberty Global Restricted Share Units C (1) 09/30/2015 M 29,103 (4) (4) Liberty Global Class C 29,103 (1) 0 D
LiLAC Restricted Share Units A (1) 09/30/2015 M 485 (5) (5) LiLAC Class A 485 (1) 0 D
LiLAC Restricted Share Units C (1) 09/30/2015 M 1,455 (5) (5) LiLAC Class C 1,455 (1) 0 D
Explanation of Responses:
1. Each Restricted Share Unit represents a right to receive one share of Issuer's Liberty Global Class A ordinary shares, Liberty Global Class C ordinary shares, LiLAC Class A ordinary shares or LiLAC Class C ordinary shares, as the case may be.
2. On July 1, 2015, the Issuer distributed, by means of a dividend, to each holder of ordinary shares one share of the corresponding Class of Issuer's Latin America and Caribbean (LiLAC) ordinary share for every twenty shares of that Class of Issuer's ordinary shares held by such holder as of the distribution record date. As a result, the Reporting Person received LiLAC Class A ordinary shares and LiLAC Class C ordinary shares.
3. The Reporting Person received 79 shares contributed by Issuer under its 401(k) Plan as of June 30, 2015.
4. The Restricted Share Units vest in two equal semi-annual installments on March 31, 2015 and September 30, 2015.
5. The Restricted Share Units vest on September 30, 2015.
Remarks:
The trading symbols for the Issuer's Liberty Global Class A, Class B, and Class C ordinary shares are LBTYA, LBTYB, and LBTYK, respectively. The trading symbols for the Issuer's LiLAC Class A, Class B, and Class C ordinary shares are LILA, LILAB, and LILAK, respectively.
Balan Nair 10/02/2015
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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