0001209191-23-017439.txt : 20230308
0001209191-23-017439.hdr.sgml : 20230308
20230308214453
ACCESSION NUMBER: 0001209191-23-017439
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230306
FILED AS OF DATE: 20230308
DATE AS OF CHANGE: 20230308
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Singh Jagdeep
CENTRAL INDEX KEY: 0001398826
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39345
FILM NUMBER: 23718021
MAIL ADDRESS:
STREET 1: C/O INFINERA CORPORATION
STREET 2: 169 JAVA DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: QuantumScape Corp
CENTRAL INDEX KEY: 0001811414
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690]
IRS NUMBER: 850796578
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: (408) 452-2000
MAIL ADDRESS:
STREET 1: 1730 TECHNOLOGY DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95110
FORMER COMPANY:
FORMER CONFORMED NAME: Kensington Capital Acquisition Corp.
DATE OF NAME CHANGE: 20200505
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-03-06
0
0001811414
QuantumScape Corp
QS
0001398826
Singh Jagdeep
C/O QUANTUMSCAPE CORPORATION
1730 TECHNOLOGY DRIVE
SAN JOSE
CA
95110
1
1
1
1
Chief Executive Officer
Chairman
Class A Common Stock
2023-03-06
4
C
0
2188411
A
2188411
I
By Jagdeep Singh 2020 Annuity Trust A dated September 1, 2020
Class A Common Stock
2023-03-06
4
G
0
2188411
0.00
D
0
I
By Jagdeep Singh 2020 Annuity Trust A dated September 1, 2020
Class A Common Stock
2023-03-06
4
G
0
2188411
0.00
A
2188411
I
By Trusts
Class A Common Stock
2023-03-06
4
C
0
2188411
A
2188411
I
By Roshni Singh 2020 Annuity Trust A dated September 1, 2020
Class A Common Stock
2023-03-06
4
G
0
2188411
0.00
D
0
I
By Roshni Singh 2020 Annuity Trust A dated September 1, 2020
Class A Common Stock
2023-03-06
4
G
0
2188411
0.00
A
2188411
I
By Trusts
Class A Common Stock
2023-03-06
4
C
0
478747
A
1449624
I
By: The Singh Family TR DTD 10/3/96
Class A Common Stock
2023-03-06
4
S
0
478747
9.0333
D
970877
I
By: The Singh Family TR DTD 10/3/96
Class A Common Stock
2023-03-07
4
C
0
301406
A
1272283
I
By: The Singh Family TR DTD 10/3/96
Class A Common Stock
2023-03-07
4
S
0
301406
8.3742
D
970877
I
By: The Singh Family TR DTD 10/3/96
Class A Common Stock
2023-03-08
4
C
0
355000
A
1325877
I
By: The Singh Family TR DTD 10/3/96
Class A Common Stock
2023-03-08
4
S
0
355000
7.7771
D
970877
I
By: The Singh Family TR DTD 10/3/96
Class A Common Stock
2650596
D
Class B Common Stock
2023-03-06
4
C
0
2188411
D
Class A Common Stock
2188411
0
I
By Jagdeep Singh 2020 Annuity Trust A dated September 1, 2020
Class B Common Stock
2023-03-06
4
C
0
2188411
D
Class A Common Stock
2188411
0
I
By Roshni Singh 2020 Annuity Trust A dated September 1, 2020
Stock Option (right to buy)
0.6439
2023-03-06
4
M
0
852630
0.00
D
2014-02-13
2023-04-08
Class B Common Stock
852630
2193212
D
Class B Common Stock
2023-03-06
4
C
0
478747
D
Class A Common Stock
478747
1714465
D
Stock Option (right to buy)
0.6439
2023-03-07
4
M
0
534166
0.00
D
2014-02-13
2023-04-08
Class B Common Stock
534166
2248631
D
Class B Common Stock
2023-03-07
4
C
0
301406
D
Class A Common Stock
301406
1947225
D
Stock Option (right to buy)
0.6439
2023-03-08
4
M
0
624078
0.00
D
2014-02-13
2023-04-08
Class B Common Stock
624078
2571303
D
Class B Common Stock
2023-03-08
4
C
0
355000
D
Class A Common Stock
355000
2216303
D
Class B Common Stock
Class A Common Stock
9208063
9208063
I
By: The Singh Family TR DTD 10/3/96
Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation.
Compulsory transfers of shares from Reporting Person's trust to estate planning trusts for no consideration based on terms originally entered into in September 2020.
The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
Immediately prior to the conversion and sale of the shares, such shares were registered in the name of the Reporting Person's family trust.
Sales to cover estimated taxes and costs associated with the exercise of expiring options. The options were granted in April 2013 and due to expire April 2023.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.64 to $9.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.23 to $8.73, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.64 to $8.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
Includes 1,508,154 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date.
Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation.
/s/ Michael O. McCarthy III, Attorney-in-Fact
2023-03-08