0001209191-23-017439.txt : 20230308 0001209191-23-017439.hdr.sgml : 20230308 20230308214453 ACCESSION NUMBER: 0001209191-23-017439 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230306 FILED AS OF DATE: 20230308 DATE AS OF CHANGE: 20230308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Singh Jagdeep CENTRAL INDEX KEY: 0001398826 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39345 FILM NUMBER: 23718021 MAIL ADDRESS: STREET 1: C/O INFINERA CORPORATION STREET 2: 169 JAVA DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QuantumScape Corp CENTRAL INDEX KEY: 0001811414 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS ELECTRICAL MACHINERY, EQUIPMENT & SUPPLIES [3690] IRS NUMBER: 850796578 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: (408) 452-2000 MAIL ADDRESS: STREET 1: 1730 TECHNOLOGY DRIVE CITY: SAN JOSE STATE: CA ZIP: 95110 FORMER COMPANY: FORMER CONFORMED NAME: Kensington Capital Acquisition Corp. DATE OF NAME CHANGE: 20200505 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-03-06 0 0001811414 QuantumScape Corp QS 0001398826 Singh Jagdeep C/O QUANTUMSCAPE CORPORATION 1730 TECHNOLOGY DRIVE SAN JOSE CA 95110 1 1 1 1 Chief Executive Officer Chairman Class A Common Stock 2023-03-06 4 C 0 2188411 A 2188411 I By Jagdeep Singh 2020 Annuity Trust A dated September 1, 2020 Class A Common Stock 2023-03-06 4 G 0 2188411 0.00 D 0 I By Jagdeep Singh 2020 Annuity Trust A dated September 1, 2020 Class A Common Stock 2023-03-06 4 G 0 2188411 0.00 A 2188411 I By Trusts Class A Common Stock 2023-03-06 4 C 0 2188411 A 2188411 I By Roshni Singh 2020 Annuity Trust A dated September 1, 2020 Class A Common Stock 2023-03-06 4 G 0 2188411 0.00 D 0 I By Roshni Singh 2020 Annuity Trust A dated September 1, 2020 Class A Common Stock 2023-03-06 4 G 0 2188411 0.00 A 2188411 I By Trusts Class A Common Stock 2023-03-06 4 C 0 478747 A 1449624 I By: The Singh Family TR DTD 10/3/96 Class A Common Stock 2023-03-06 4 S 0 478747 9.0333 D 970877 I By: The Singh Family TR DTD 10/3/96 Class A Common Stock 2023-03-07 4 C 0 301406 A 1272283 I By: The Singh Family TR DTD 10/3/96 Class A Common Stock 2023-03-07 4 S 0 301406 8.3742 D 970877 I By: The Singh Family TR DTD 10/3/96 Class A Common Stock 2023-03-08 4 C 0 355000 A 1325877 I By: The Singh Family TR DTD 10/3/96 Class A Common Stock 2023-03-08 4 S 0 355000 7.7771 D 970877 I By: The Singh Family TR DTD 10/3/96 Class A Common Stock 2650596 D Class B Common Stock 2023-03-06 4 C 0 2188411 D Class A Common Stock 2188411 0 I By Jagdeep Singh 2020 Annuity Trust A dated September 1, 2020 Class B Common Stock 2023-03-06 4 C 0 2188411 D Class A Common Stock 2188411 0 I By Roshni Singh 2020 Annuity Trust A dated September 1, 2020 Stock Option (right to buy) 0.6439 2023-03-06 4 M 0 852630 0.00 D 2014-02-13 2023-04-08 Class B Common Stock 852630 2193212 D Class B Common Stock 2023-03-06 4 C 0 478747 D Class A Common Stock 478747 1714465 D Stock Option (right to buy) 0.6439 2023-03-07 4 M 0 534166 0.00 D 2014-02-13 2023-04-08 Class B Common Stock 534166 2248631 D Class B Common Stock 2023-03-07 4 C 0 301406 D Class A Common Stock 301406 1947225 D Stock Option (right to buy) 0.6439 2023-03-08 4 M 0 624078 0.00 D 2014-02-13 2023-04-08 Class B Common Stock 624078 2571303 D Class B Common Stock 2023-03-08 4 C 0 355000 D Class A Common Stock 355000 2216303 D Class B Common Stock Class A Common Stock 9208063 9208063 I By: The Singh Family TR DTD 10/3/96 Immediately upon disposition, the shares of Class B Common Stock were automatically converted into shares of Class A Common Stock on a one-to-one basis, in accordance with the Issuer's Amended and Restated Certificate of Incorporation. Compulsory transfers of shares from Reporting Person's trust to estate planning trusts for no consideration based on terms originally entered into in September 2020. The Reporting Person's family members are beneficiaries of the trusts. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein. Immediately prior to the conversion and sale of the shares, such shares were registered in the name of the Reporting Person's family trust. Sales to cover estimated taxes and costs associated with the exercise of expiring options. The options were granted in April 2013 and due to expire April 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.64 to $9.37, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.23 to $8.73, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.64 to $8.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. Includes 1,508,154 shares represented by restricted stock units ("RSUs"). Each RSU represents the Reporting Person's right to receive one share of Class A Common Stock of the Issuer. A portion of the RSUs vest each quarter, subject to the Reporting Person's continued service as of each vesting date. Each share of Class B Common Stock is convertible at any time into Class A Common Stock on a one-to-one basis and has no expiration date in accordance with the Issuer's Amended and Restated Certificate of Incorporation. /s/ Michael O. McCarthy III, Attorney-in-Fact 2023-03-08