0000892712-13-000475.txt : 20130729 0000892712-13-000475.hdr.sgml : 20130729 20130729170349 ACCESSION NUMBER: 0000892712-13-000475 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130725 FILED AS OF DATE: 20130729 DATE AS OF CHANGE: 20130729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CELLULAR DYNAMICS INTERNATIONAL, INC. CENTRAL INDEX KEY: 0001482080 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 261737267 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 525 SCIENCE DRIVE CITY: MADISON STATE: WI ZIP: 53711 BUSINESS PHONE: (608) 310-5100 MAIL ADDRESS: STREET 1: 525 SCIENCE DRIVE CITY: MADISON STATE: WI ZIP: 53711 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TACTICS II STEM CELL VENTURES (QP) LP CENTRAL INDEX KEY: 0001445719 STATE OF INCORPORATION: WI FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36021 FILM NUMBER: 13993183 BUSINESS ADDRESS: STREET 1: 780 NORTH WATER STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 BUSINESS PHONE: 847-498-7520 MAIL ADDRESS: STREET 1: 780 NORTH WATER STREET CITY: MILWAUKEE STATE: WI ZIP: 53202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PALAY THOMAS M PHD CENTRAL INDEX KEY: 0001398624 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36021 FILM NUMBER: 13993184 MAIL ADDRESS: STREET 1: ONE SCIENCE COURT CITY: MADISON STATE: WI ZIP: 53711 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-07-25 0001482080 CELLULAR DYNAMICS INTERNATIONAL, INC. ICEL 0001398624 PALAY THOMAS M PHD 525 SCIENCE DRIVE MADISON WI 53711 1 1 0 0 Vice Chairman and President 0001445719 TACTICS II STEM CELL VENTURES (QP) LP 780 NORTH WATER STREET MILWAUKEE WI 53202 0 0 1 0 Common Stock 2013-07-25 4 J 0 11667 12.00 A 402704 I By Tactics Entities Common Stock 2013-07-25 4 J 0 29192 12.00 A 431896 I By Tactics Entities Common Stock 2013-07-25 4 J 0 9142 12.00 A 441038 I By Tactics Entities Common Stock 2013-07-25 4 J 0 41667 12.00 A 482705 I By Tactics Entities The shares of common stock to which this note relates were acquired in the Issuer's initial public offering. The shares of common stock to which this note relates are held directly by Tactics II Ventures Limited Partnership. The reporting person is a manager of Tactics II General Partner LLC, which is the general partner of Tactics II Ventures Management Limited Partnership, which is the general partner of Tactics II Ventures Limited Partnership. In the foregoing capacity, the reporting person shares voting and dispositive power with Robert J. Palay over the shares held by Tactics II Ventures Limited Partnership. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein. The shares of common stock to which this note relates are held directly by Tactics II Stem Cell Ventures (QP) LP. The shares of common stock to which this note relates are held directly by Tactics II Stem Cell Ventures LP. The reporting person is a manager of Tactics II SC General Partner LLC, which is the general partner of each of Tactics II Stem Cell Ventures (QP) LP and Tactics II Stem Cell Ventures LP. In the foregoing capacity, the reporting person shares voting and dispositive power with Robert J. Palay over the shares held by Tactics II Stem Cell Ventures (QP) LP and Tactics II Stem Cell Ventures LP. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein. The shares of common stock to which this note relates are held directly by Tactics II Limited Liability Company. The reporting person is a managing member of Tactics II Limited Liability Company. In the foregoing capacity, the reporting person shares voting and dispositive power with Robert J. Palay over the shares held by Tactics II Limited Liability Company. The reporting person disclaims beneficial ownership of such shares except to the extent of the reporting person's pecuniary interest therein. Anna M. Geyso (pursuant to Power of Attorney previously filed) 2013-07-29