CUSIP No. 98607B106
|
SC 13D |
Page 2
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MORGAN STANLEY
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
WC, OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
x |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
8
|
SHARED VOTING POWER
8,908,802
|
|
9
|
SOLE DISPOSITIVE POWER
-0-
|
|
10
|
SHARED DISPOSITIVE POWER
8,908,802
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,908,802
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
x 1 |
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.5% 2
|
|
14
|
TYPE OF REPORTING PERSON
HC, CO
|
1
|
Excludes the 1,155,000 shares of Common Stock beneficially owned by Mr. Zishen Wu, the 7,657,704 shares of Common Stock beneficially owned by Full Alliance, and the 20,000 shares of Common Stock beneficially owned by Abax.
|
2
|
Percentage calculated based on 57,371,805 shares outstanding on an as-converted basis as of August 7, 2013, as set forth in the Issuer’s Form 10-Q dated August 9, 2013.
|
CUSIP No. 98607B106
|
SC 13D |
Page 3
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MS HOLDINGS INCORPORATED
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
x |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
8
|
SHARED VOTING POWER
8,814,632
|
|
9
|
SOLE DISPOSITIVE POWER
-0-
|
|
10
|
SHARED DISPOSITIVE POWER
8,814,632
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,814,632
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
x 1 |
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.4% 2
|
|
14
|
TYPE OF REPORTING PERSON
HC, CO
|
1
|
Excludes the 1,155,000 shares of Common Stock beneficially owned by Mr. Zishen Wu, the 7,657,704 shares of Common Stock beneficially owned by Full Alliance, and the 20,000 shares of Common Stock beneficially owned by Abax.
|
2
|
Percentage calculated based on 57,371,805 shares outstanding on an as-converted basis as of August 7, 2013, as set forth in the Issuer’s Form 10-Q dated August 9, 2013.
|
CUSIP No. 98607B106
|
SC 13D |
Page 4
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
x |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
8
|
SHARED VOTING POWER
8,814,632
|
|
9
|
SOLE DISPOSITIVE POWER
-0-
|
|
10
|
SHARED DISPOSITIVE POWER
8,814,632
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,814,632
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
x 1 |
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.4% 2
|
|
14
|
TYPE OF REPORTING PERSON
HC, CO
|
1
|
Excludes the 1,155,000 shares of Common Stock beneficially owned by Mr. Zishen Wu, the 7,657,704 shares of Common Stock beneficially owned by Full Alliance, and the 20,000 shares of Common Stock beneficially owned by Abax.
|
2
|
Percentage calculated based on 57,371,805 shares outstanding on an as-converted basis as of August 7, 2013, as set forth in the Issuer’s Form 10-Q dated August 9, 2013.
|
CUSIP No. 98607B106
|
SC 13D |
Page 5
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
x |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
8
|
SHARED VOTING POWER
8,814,632
|
|
9
|
SOLE DISPOSITIVE POWER
-0-
|
|
10
|
SHARED DISPOSITIVE POWER
8,814,632
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,814,632
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
x 1 |
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.4% 2
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
Excludes the 1,155,000 shares of Common Stock beneficially owned by Mr. Zishen Wu, the 7,657,704 shares of Common Stock beneficially owned by Full Alliance, and the 20,000 shares of Common Stock beneficially owned by Abax.
|
2
|
Percentage calculated based on 57,371,805 shares outstanding on an as-converted basis as of August 7, 2013, as set forth in the Issuer’s Form 10-Q dated August 9, 2013.
|
CUSIP No. 98607B106
|
SC 13D |
Page 6
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MORGAN STANLEY PRIVATE EQUITY ASIA III, L.P.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
x |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
8
|
SHARED VOTING POWER
8,814,632
|
|
9
|
SOLE DISPOSITIVE POWER
-0-
|
|
10
|
SHARED DISPOSITIVE POWER
8,814,632
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,814,632
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
x 1 |
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.4% 2
|
|
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
Excludes the 1,155,000 shares of Common Stock beneficially owned by Mr. Zishen Wu, the 7,657,704 shares of Common Stock beneficially owned by Full Alliance, and the 20,000 shares of Common Stock beneficially owned by Abax.
|
2
|
Percentage calculated based on 57,371,805 shares outstanding on an as-converted basis as of August 7, 2013, as set forth in the Issuer’s Form 10-Q dated August 9, 2013.
|
CUSIP No. 98607B106
|
SC 13D |
Page 7
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MORGAN STANLEY PRIVATE EQUITY ASIA EMPLOYEE INVESTORS III, L.P.
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
x |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
8
|
SHARED VOTING POWER
8,814,632
|
|
9
|
SOLE DISPOSITIVE POWER
-0-
|
|
10
|
SHARED DISPOSITIVE POWER
8,814,632
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,814,632
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
x 1 |
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.4% 2
|
|
14
|
TYPE OF REPORTING PERSON
PN
|
1
|
Excludes the 1,155,000 shares of Common Stock beneficially owned by Mr. Zishen Wu, the 7,657,704 shares of Common Stock beneficially owned by Full Alliance, and the 20,000 shares of Common Stock beneficially owned by Abax.
|
2
|
Percentage calculated based on 57,371,805 shares outstanding on an as-converted basis as of August 7, 2013, as set forth in the Issuer’s Form 10-Q dated August 9, 2013.
|
CUSIP No. 98607B106
|
SC 13D |
Page 8
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
OO
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
x |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
8
|
SHARED VOTING POWER
8,814,632
|
|
9
|
SOLE DISPOSITIVE POWER
-0-
|
|
10
|
SHARED DISPOSITIVE POWER
8,814,632
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,814,632
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
x 1 |
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.4% 2
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
Excludes the 1,155,000 shares of Common Stock beneficially owned by Mr. Zishen Wu, the 7,657,704 shares of Common Stock beneficially owned by Full Alliance, and the 20,000 shares of Common Stock beneficially owned by Abax.
|
2
|
Percentage calculated based on 57,371,805 shares outstanding on an as-converted basis as of August 7, 2013, as set forth in the Issuer’s Form 10-Q dated August 9, 2013.
|
CUSIP No. 98607B106
|
SC 13D |
Page 9
|
1
|
NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
MSPEA AGRICULTURE HOLDING LIMITED
|
|
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
(a) x
(b) o
|
3
|
SEC USE ONLY
|
|
4
|
SOURCE OF FUNDS
AF
|
|
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
|
x |
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
|
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
|
7
|
SOLE VOTING POWER
-0-
|
8
|
SHARED VOTING POWER
8,814,632
|
|
9
|
SOLE DISPOSITIVE POWER
-0-
|
|
10
|
SHARED DISPOSITIVE POWER
8,814,632
|
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
8,814,632
|
|
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
x 1 |
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
15.4% 2
|
|
14
|
TYPE OF REPORTING PERSON
OO
|
1
|
Excludes the 1,155,000 shares of Common Stock beneficially owned by Mr. Zishen Wu, the 7,657,704 shares of Common Stock beneficially owned by Full Alliance, and the 20,000 shares of Common Stock beneficially owned by Abax.
|
2
|
Percentage calculated based on 57,371,805 shares outstanding on an as-converted basis as of August 7, 2013, as set forth in the Issuer’s Form 10-Q dated August 9, 2013.
|
CUSIP No. 98607B106
|
SC 13D |
Page 10
|
CUSIP No. 98607B106
|
SC 13D |
Page 11
|
CUSIP No. 98607B106
|
SC 13D |
Page 12
|
Exhibit 99.1
|
Joint Filing Agreement by and between MS Parent, MS Holdings, MS Inc, MS LLC, MS LP, MS Employee, MSPEA Holdings and MSPEA, dated November 26, 2013
|
Exhibit 99.2
|
Contribution Agreement Amendment by and among the Rollover Holders, Full Alliance and Parent, dated November 25, 2013
|
Name
|
Title
|
Citizenship
|
*James P. Gorman
|
Chairman of the Board and Chief Executive Officer, Morgan Stanley
|
Australia and United States
|
*Erskine B. Bowles
|
Director
|
United States
|
*Howard J. Davies
|
Professor, SciencesPo
|
England
|
*Thomas H. Glocer
|
Director
|
United States
|
*Robert H. Herz
|
President, Robert H. Herz LLC
|
United States
|
*C. Robert Kidder
|
Director
|
United States
|
*Klaus Kleinfeld
|
Chairman and Chief Executive Officer of Alcoa Inc.
|
Germany
|
*Donald T. Nicolaisen
|
Director
|
United States
|
*Hutham S. Olayan
|
President, Chief Executive Officer of The Olayan Group’s U.S. operations
|
United States
|
*James W. Owens
|
Director
|
United States
|
*O. Griffith Sexton
|
Adjunct professor of finance at Columbia Business School
|
United States
|
*Ryosuke Tamakoshi
|
Senior Advisor to The Bank of Tokyo-Mitsubishi UFJ, Ltd.
|
Japan
|
*Masaaki Tanaka
|
Representative Director and Deputy President of Mitsubishi UFJ Financial Group, Inc.
|
Japan
|
*Laura D’Andrea Tyson
|
S. K. and Angela Chan Professor of Global Management at the Walter A. Haas School
of Business at the University of California, Berkeley
|
United States
|
*Rayford Wilkins, Jr.
|
Director
|
United States
|
Gregory J. Fleming
|
Executive Vice President, President of Morgan Stanley Wealth Management and
President of Investment Management
|
United States
|
Eric F. Grossman
|
Executive Vice President and Chief Legal Officer
|
United States
|
Keishi Hotsuki
|
Chief Risk Officer
|
Japan
|
Colm Kelleher
|
Executive Vice President and President of Institutional Securities
|
England and Ireland
|
Ruth Porat
|
Executive Vice President and Chief Financial Officer
|
United States
|
James A. Rosenthal
|
Executive Vice President and Chief Operating Officer
|
United States
|
Name
|
Title
|
Harvey Bertram Mogenson
|
Director and President
1633 Broadway, New York, NY 10019 United States
|
Louis A. Palladino, Jr.
|
Vice President
1633 Broadway, New York, NY 10019 United States
|
Walter E. Rein
|
Vice President
440 South LaSalle St. One Financial Plaza
Chicago, Il 60605 United States
|
Noel C. Langlois
|
Vice President
100 Front Street, West Conshohocken, PA 19428, United States
|
Arthur J. Lev
|
Director and Vice President
522 Fifth Avenue, New York, NY 10036, United States
|
*Christina Huffman
|
Vice President
1221 Avenue of the Americas
New York, NY, 100200, United States
|
Jason Koenig
|
Vice President
1221 Avenue of the Americas
New York, NY, 100200, United States
|
Scott William Moss
|
Vice President
1221 Avenue of the Americas
New York, NY, 100200, United States
|
Ella D. Cohen
|
Vice President
522 Fifth Avenue, New York, NY 10036, United States
|
Craig Krasinski
|
Vice President
100 Front Street, West Conshohocken, PA 19428, United States
|
Matthew Paul Martin
|
Vice President
522 Fifth Avenue, New York, NY 10036, United States
|
Sheri Lynn Schreck
|
Vice President
522 Fifth Avenue, New York, NY 10036, United States
|
Robert Serafin
|
Vice President
201 Plaza Two, Jersey City, NY 07311, United States
|
Jyoti J. Mandalia
|
Treasurer
750 Seventh Avenue, New York, NY 10019, United States
|
Name
|
Title
|
Address
|
||
Hsuan Chin Chou
|
Director
|
International Commerce Centre
1 Austin Road West, Kowloon
Hong Kong
|
||
Alan K. Jones
|
Director, President and Managing Director
|
1585 Broadway
New York, New York 10036
|
||
John J. Moon
|
Director
|
1585 Broadway
New York, New York 10036
|
||
Fred Steinberg
|
Chief Financial Officer, Assistant Treasurer and Vice President
|
1 New York Plaza
New York, New York 10004
|
||
Jason Koenig
|
Chief Legal Officer and Secretary and Vice President
|
1221 Avenue of the Americas
New York, New York 10020
|
||
Robert M. Murphy
|
Vice President
|
440 South LaSalle St.
One Financial Plaza
Chicago, Illinois 60605
|
||
Christopher L. O'Dell
|
Vice President
|
522 Fifth Avenue
New York, New York 10036
|
||
Walter E. Rein
|
Vice President
|
440 South LaSalle St.
One Financial Plaza
Chicago, Illinois 60605
|
||
*Edwin van Keulen
|
Vice President and Assistant Treasurer
|
1633 Broadway
New York, New York 10019
|
||
Michael A. Henry
|
Chief Compliance Officer and Vice President
|
1221 Avenue of the Americas
New York, New York 10020
|
||
Samantha Jennifer Cooper
|
Vice President
|
1585 Broadway
New York, New York 10036
|
||
Scott William Moss
|
Vice President and Assistant Secretary
|
1221 Avenue of the Americas
New York, New York 10020
|
||
Christopher H. Norris
|
Vice President
|
1585 Broadway
New York, New York 10036
|
||
Karen A. Cassidy
|
Treasurer
|
750 Seventh Avenue
New York 10019
|
||
**Brian Barrett
|
Vice President
|
1585 Broadway
New York, New York 10036
|
Name
|
Title
|
Address
|
Samantha Jennifer Cooper
|
Director
|
1585 Broadway
New York, New York 10036
|
Karen A. Cassidy
|
Treasurer
|
750 Seventh Avenue, NY 10019
|
Edwin van Keulen*
|
Treasurer
|
1633 Broadway
New York, NY 10019
|
Christopher H. Norris
|
Vice President
|
1585 Broadway
New York, New York 10036
|
Name
|
Title
|
Address
|
||
Alan K. Jones
|
Director
|
1585 Broadway
New York, New York 10036
|
||
Samantha Jennifer Cooper
|
Director
|
1585 Broadway
New York, New York 10036
|
||
Choi Sung Min
|
Director
|
HungKuk Life Insurance Building
226 Shinmun-ro 1-Ga, Chongro-Ku
Seoul 110-061, Republic of Korea
|
||
Karen A. Cassidy
|
Treasurer
|
750 Seventh Avenue, NY 10019
|
||
Edwin van Keulen*
|
Treasurer
|
1633 Broadway
New York, NY 10036
|
MORGAN STANLEY
|
|||
By:
|
/s/ Christina Huffman
|
||
Name: Christina Huffman
|
|||
Title: Authorized Signatory
|
|||
MS HOLDINGS INCORPORATED
|
|||
By:
|
/s/ Christina Huffman | ||
Name: Christina Huffman
|
|||
Title: Vice President
|
|||
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.
|
|||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Vice President
|
|||
MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.
|
|||
By: | Morgan Stanley Private Equity Asia III, Inc., its managing member | ||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Vice President
|
|||
MORGAN STANLEY PRIVATE EQUITY ASIA III, L.P.
|
|||
By:
|
Morgan Stanley Private Equity Asia III, L.L.C., its general partner
|
||
By:
|
Morgan Stanley Private Equity Asia III, Inc., its managing member
|
||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Vice President
|
MORGAN STANLEY PRIVATE EQUITY ASIA EMPLOYEE INVESTORS III, L.P.
|
|||
By:
|
Morgan Stanley Private Equity Asia III, L.L.C., its general partner
|
||
By:
|
Morgan Stanley Private Equity Asia III, Inc., its managing member
|
||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Vice President
|
|||
MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD
|
|||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Sole Director
|
|||
MSPEA AGRICULTURE HOLDING LIMITED
|
|||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Director
|
MORGAN STANLEY
|
|||
By:
|
/s/ Christina Huffman
|
||
Name: Christina Huffman
|
|||
Title: Authorized Signatory
|
|||
MS HOLDINGS INCORPORATED
|
|||
By:
|
/s/ Christina Huffman | ||
Name: Christina Huffman
|
|||
Title: Vice President
|
|||
MORGAN STANLEY PRIVATE EQUITY ASIA III, INC.
|
|||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Vice President
|
|||
MORGAN STANLEY PRIVATE EQUITY ASIA III, L.L.C.
|
|||
By: | Morgan Stanley Private Equity Asia III, Inc., its managing member | ||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Vice President
|
|||
MORGAN STANLEY PRIVATE EQUITY ASIA III, L.P.
|
|||
By:
|
Morgan Stanley Private Equity Asia III, L.L.C., its general partner
|
||
By:
|
Morgan Stanley Private Equity Asia III, Inc., its managing member
|
||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Vice President
|
MORGAN STANLEY PRIVATE EQUITY ASIA EMPLOYEE INVESTORS III, L.P.
|
|||
By:
|
Morgan Stanley Private Equity Asia III, L.L.C., its general partner
|
||
By:
|
Morgan Stanley Private Equity Asia III, Inc., its managing member
|
||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Vice President
|
|||
MORGAN STANLEY PRIVATE EQUITY ASIA III HOLDINGS (CAYMAN) LTD
|
|||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Sole Director
|
|||
MSPEA AGRICULTURE HOLDING LIMITED
|
|||
By:
|
/s/ Samantha Jennifer Cooper
|
||
Name: Samantha Jennifer Cooper
|
|||
Title: Director
|
YONGYE INTERNATIONAL LIMITED
|
|||
|
By:
|
/s/ Zishen Wu | |
Name: | Zishen Wu | ||
Title: | Director | ||
FULL ALLIANCE INTERNATIONAL LIMITED
|
|||
|
By:
|
/s/ Xingmei Zhong | |
Name: | Xingmei Zhong | ||
Title: | Director | ||
Rollover Holders: | |||
MR. ZISHEN WU
|
|||
|
/s/ Mr. Zishen Wu | ||
PROSPER SINO DEVELOPMENT LIMITED
|
|||
|
By:
|
/s/ Miss CHIU Soo Ching, Katherine | |
Name: |
Miss CHIU Soo Ching, Katherine,
representing INB Holdings Limited
|
||
Title: | Director | ||
MSPEA AGRICULTURE HOLDING LIMITED
|
|||
|
By:
|
/s/ Samantha Jennifer Cooper | |
Name: |
Samantha Jennifer Cooper
|
||
Title: | Director | ||
Stockholder Name
|
Address
Facsimile
|
Shares
|
Holdco
Shares
|
Full Alliance International Limited
|
Rm 1701 Wing Tuck Commercial
Centre, 183 Wing Lok Street,
Sheung Wan, Hong Kong
Attention: Xingmei Zhong
Facsimile: +852 2572 1926
|
7,657,704
common shares
|
N/A
|
Mr. Zishen Wu
|
Suite 608, Xueyuan International Tower
No. 1 Zhichun Road
Haidian District
Beijing, China 100083
Facsimile: +86 10 8231-1797
|
555,000
common shares
|
555,000
ordinary shares
|
Prosper Sino Development Limited
|
c/o 3806 Central Plaza
18 Harbour Road
Wanchai
Hong Kong
Attention: Ms LAU Lai Sze
Facsimile: +852 2802 7733
|
2,030,000
common shares
|
option to
purchase
2,030,000
ordinary shares
|
MSPEA Agriculture Holding Limited
|
Level 40, International Commerce Centre,
1 Austin Road West, Kowloon, Hong Kong
Attention: Tao Sun
Facsimile: +852 3407 5566
|
6,505,113
Series A
convertible
preferred shares,
plus 2,128,043
common shares
|
11,017,908
preferred shares1
|
1
|
Assuming December 31, 2013 as the effective time of the Merger. Numbers subject to adjustments based upon accrual of payment-in-kind dividends upon preferred shares owned by MSPEA to the actual effective time of the Merger.
|