0001209191-23-002621.txt : 20230109 0001209191-23-002621.hdr.sgml : 20230109 20230109181522 ACCESSION NUMBER: 0001209191-23-002621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230106 FILED AS OF DATE: 20230109 DATE AS OF CHANGE: 20230109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Radford Harlan Baird CENTRAL INDEX KEY: 0001398311 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38582 FILM NUMBER: 23519217 MAIL ADDRESS: STREET 1: C/O EBAY INC. STREET 2: 2145 HAMILTON AVENUE CITY: SAN JOSE STATE: CA ZIP: 95125 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Allakos Inc. CENTRAL INDEX KEY: 0001564824 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 454798831 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 825 INDUSTRIAL ROAD STREET 2: SUITE 500 CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: 650-597-5002 MAIL ADDRESS: STREET 1: 825 INDUSTRIAL ROAD STREET 2: SUITE 500 CITY: SAN CARLOS STATE: CA ZIP: 94070 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-01-06 0 0001564824 Allakos Inc. ALLK 0001398311 Radford Harlan Baird 825 INDUSTRIAL ROAD, SUITE 500 SAN CARLOS CA 94070 0 1 0 0 Chief Financial Officer Common Stock 2023-01-06 4 A 0 126640 0.00 A 398901 D Stock Option (Right to buy) 7.20 2023-01-06 4 A 0 194144 0.00 A 2033-01-06 Common Stock 194144 194144 D Mr. Radford was awarded 126,640 restricted stock units ("RSUs") pursuant to the Company's 2018 Equity Incentive Plan on January 6, 2023, of which, 25% will vest on March 1, 2024, and the remainder of the RSUs will vest in 12 equal installments on each three month anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. The option was granted on January 6, 2023. The option vests as to one-fourth of the shares on January 6, 2024, and one forty-eighth of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. /s/ H. Baird Radford 2023-01-09