0001559909-18-000073.txt : 20181221 0001559909-18-000073.hdr.sgml : 20181221 20181221163447 ACCESSION NUMBER: 0001559909-18-000073 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181219 FILED AS OF DATE: 20181221 DATE AS OF CHANGE: 20181221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jolson Joseph A CENTRAL INDEX KEY: 0001398113 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00985 FILM NUMBER: 181249979 MAIL ADDRESS: STREET 1: 600 MONTGOMERY STREET STREET 2: SUITE 1700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Harvest Capital Credit Corp CENTRAL INDEX KEY: 0001559909 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE BUSINESS ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 25TH FLOOR CITY: New York STATE: NY ZIP: 10017 BUSINESS PHONE: 212-906-3500 MAIL ADDRESS: STREET 1: 767 THIRD AVENUE STREET 2: 25TH FLOOR CITY: New York STATE: NY ZIP: 10017 4 1 wf-form4_154542807036754.xml FORM 4 X0306 4 2018-12-19 0 0001559909 Harvest Capital Credit Corp HCAP 0001398113 Jolson Joseph A C/O HARVEST CAPITAL CREDIT CORPORATION 767 THIRD AVENUE, 29TH FLOOR NEW YORK NY 10017 1 1 0 0 Chief Executive Officer Common Stock 2018-12-19 4 P 0 4477 9.53 A 638539 I By Jolson 1991 Trust Common Stock 2018-12-20 4 P 0 9118 9.50 A 647657 I By Jolson 1991 Trust Common Stock 2018-12-21 4 P 0 5324 9.53 A 652981 I By Jolson 1991 Trust Common Stock 20000 D Common Stock 10000 I By Daughter Common Stock 35768 I By Foundation The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from 9.45 to 9.58. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee. The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from 9.32 to 9.62. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. The price reflects the weighted average purchase price. The purchase prices for these transactions ranged from 9.43 to 9.60. The Reporting Person undertakes that he will provide, upon request by the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased. Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares. /s/ WILLIAM E ALVAREZ, JR., ON BEHALF OF JOSEPH A. JOLSON 2018-12-21