X0206 3 2013-05-02 0 0001559909 Harvest Capital Credit Corp HCAP 0001398113 Jolson Joseph A C/O HARVEST CAPITAL CREDIT CORPORATION 450 PARK AVENUE, SUITE 500 NEW YORK NY 10022 1 Common Stock 306588 I By Jolson 1991 Trust Common Stock 35769 I By Foundation Common Stock 16979 I By Jolson 2004 Trust Common Stock 33958 I By Jolson 2005 Trust Warrant 15 2013-05-03 2015-02-20 Common Stock 61318 I By Jolson 1991 Trust Warrant 15 2013-05-03 2015-02-20 Common Stock 7154 I By Foundation Reflects shares of common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee. Reflects shares of common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares. Reflects shares of common stock held by the Jolson 2004 Trust FBO Samantha Rohan Jolson for the benefit of Mr. Jolson's daughter. Mr. Jolson disclaims beneficial ownership of the shares. Reflects shares of common stock held by the Jolson 2005 Trust FBO Jolson Children for the benefit of Mr. Jolson's children. Mr. Jolson disclaims beneficial ownership of the shares. Reflects warrants to purchase common stock held by the Joseph A. Jolson 1991 Trust, of which Mr. Jolson is the trustee. Reflects warrants to purchase common stock held by The Jolson Family Foundation, of which Mr. Jolson is President and Treasurer. Mr. Jolson disclaims beneficial ownership of the shares. /s/ Joseph A. Jolson 2013-05-02