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Allison & Co. 801-58195 SEC File Number N N Signature Estate Securities, Inc. 8-37065 SEC File Number N N Rehmann Financial Network, LLC 8-69134 SEC File Number N N The O.N. Equity Sales Company 8-14161 SEC File Number N N Steward Partners Investment Solutions, LLC 8-02915 SEC File Number N N ACP Securities, LLC 8-67185 SEC File Number N N The Strategic Financial Alliance, Inc. 8-65885 SEC File Number N N Blake Schutter Wealth Advisors, LLC 801-117244 SEC File Number N N Invicta Capital, LLC 8-69923 SEC File Number N N Presper Financial Architects, LLC 801-113773 SEC File Number N N McDonald Partners LLC 8-66985 SEC File Number N N Mutual Funds Associates, Inc. 8-13026 SEC File Number N N MGO Securities Corp. 8-47814 SEC File Number N N Maxim Group LLC 8-65337 SEC File Number N N Purshe Kaplan Sterling Investments 8-46844 SEC File Number N N Altruist Financial LLC 8-70244 SEC File Number N N SCF Securities, Inc. 8-51760 SEC File Number N N Boreal Capital Securities LLC 8-68910 SEC File Number N N Herold & Lantern Investments, Inc. 8-45285 SEC File Number N N Gem-Young Wealth Advisors, LLC 171340 FINRA Number N N American National Trust And Investment Management Company 028-00344 SEC File Number N N Janney Montgomery Scott LLC 8-00462 SEC File Number N N Crews & Associates, Inc. 8-24075 SEC File Number N N PNC Investments, LLC 8-66195 SEC File Number N N American Enterprise Investment Services Inc. 8-42582 SEC File Number N N Nationwide Financial Services, Inc. 5493001H7AZNDS6BKJ36 N Y United Advisor Group 324205 FINRA Number N N Kleinfelder Capital, Inc. 801-111047 SEC File Number N N Fidelity Investments Life Insurance Company 54930024AKTQGTIV1P93 N N Torres Financial Services, Inc. 114486 FINRA Number N N A.G.P/ Alliance Global Partners Corp 8-25132 SEC File Number N N J.P. Morgan Securities LLC 8-35008 SEC File Number N N Brokers International Financial Services, LLC 8-67239 SEC File Number N N Victory Capital Services, Inc. 8-47577 SEC File Number N N Concourse Financial Group Securities, Inc. 8-32590 SEC File Number N N KCD Financial, Inc. 8-66005 SEC File Number N N Lion Street Financial, LLC 8-69183 SEC File Number N N Calamar Financial Group 8-69777 SEC File Number N N Ballew Investments, Inc. 8-45660 SEC File Number N N Croak Asset Management 801-126464 SEC File Number N N Joseph Gunnar & Co. 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Butterfield Investment Company 8-12454 SEC File Number N N Cary Street Partners LLC 8-66085 SEC File Number N N Dorn & Co., Inc. 8-08707 SEC File Number N N Regions Bank EQTWLK1G7ODGC2MGLV11 N N OneAscent Financial Services, LLC 801-108265 SEC File Number N N R. Seelaus & Co., Inc. 8-31475 SEC File Number N N Allianz Life Financial Services, LLC 8-13630 SEC File Number N N N.I.S. Financial Services, Inc. 8-15919 SEC File Number N N Raymond James & Associates, Inc. 8-10999 SEC File Number N N Pyramid Funds Corporation 8-12769 SEC File Number N N Gregory J. Schwartz & Co., Inc. 8-20955 SEC File Number N N Landolt Securities, Inc. 8-43645 SEC File Number N N Independence Capital Co., Inc. 8-41331 SEC File Number N N Blue Waters Advisory Group, LLC 158536 FINRA Number N N Normandy Investment Advisors 801-122314 SEC File Number N N AMERICAN INVESTORS COMPANY 8-17613 SEC File Number N N Titleist Capital, LLC 8-65859 SEC File Number N N MWA Financial Services Inc. 8-53255 SEC File Number N N Hornor, Townsend & Kent, Inc. 8-14715 SEC File Number N N GRF Capital Investors, Inc. 8-41494 SEC File Number N N Elmwood Wealth Management 801-110782 SEC File Number N N Cetera Advisor Networks LLC 8-29577 SEC File Number N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Alliant Securities, Inc. 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Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 DK N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) JPMorgan Chase Bank, N.A. 7H6GLXDRUGQFU57RNE97 GB N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Bank Leumi le-Israel B.M. 7JDSZWRGUQY2DSTWCR57 IL N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas R0MUWSFPU8MPRO8K5P83 IT N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Merrill Lynch, Pierce, Fenner & Smith Inc. 8NAV47T0Y26Q87Y0QP81 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) Standard Chartered Bank Korea Limited NUXTG47HHHM1K2L0SG39 KR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) J.P. 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LLC 9R7GPTSO7KV3UQJZQ078 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) The Standard Chartered Bank (Taiwan) Limited 549300QJEO1B92LSHZ06 TW N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BNP Paribas R0MUWSFPU8MPRO8K5P83 BE N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) BofA Securities, Inc. 549300HN4UKV1E2R3U73 N Y Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6) J.P. Morgan Bank Luxembourg S.A. 549300ZK53CNGEEI6A29 FR N Y Foreign custodian - rule 17f-5 (17 CFR 270.17f-5) Citigroup Global Markets Inc. 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Winston & Company, LLC 8-27519 SEC File Number N N First Financial Securities of America, Inc. 8-29565 SEC File Number N N Principal Life Insurance Company SDCMU2LVKGV2AF1KWP64 N Y Globalink Securities, Inc. 8-44509 SEC File Number N N Mercer HR Services, LLC N/A N/A N Y Dorn & Co., Inc. 8-08707 SEC File Number N N American Trust Company 028-10498 SEC File Number N Y First Citizens Investor Services, Inc. 8-50696 SEC File Number N N HSBC Securities (USA), Inc. 8-41562 SEC File Number N N Signature Estate Securities, Inc. 8-37065 SEC File Number N N Jack V. Butterfield Investment Company 8-12454 SEC File Number N N BTG Pactual US Capital, LLC 8-68148 SEC File Number N N Bci Securities, Inc. 801-121997 SEC File Number N N Bley Investments Group, Inc. 8-42701 SEC File Number N N DMK Advisor Group, Inc. 8-49279 SEC File Number N N Southeast Investments, N.C., Inc. 8-50127 SEC File Number N N Capital Portfolio Management, Inc. 8-44225 SEC File Number N N Benchmark Investments, LLC 8-52280 SEC File Number N N Brighton Securities Corp. 8-14599 SEC File Number N N Infinity Securities, Inc. 8-67647 SEC File Number N N Fourth Dimension Wealth, LLC 801-127881 SEC File Number N N Country Capital Management Company 8-12645 SEC File Number N N Rothschild Investment Corporation 8-16429 SEC File Number N N Best Invest 801-113562 SEC File Number N N Rockefeller Financial, LLC 8-70054 SEC File Number N N Crews & Associates, Inc. 8-24075 SEC File Number N N Roberts and Ryan Investments Incorporated 8-37469 SEC File Number N N Lion Street Financial, LLC 8-69183 SEC File Number N N SkyBox Financial Group, LLC 148939 FINRA Number N N Great American Investors, Inc. 8-44380 SEC File Number N N Alterna Securities, Inc. 8-49311 SEC File Number N N Sanctuary Securities, Inc. 8-22752 SEC File Number N N Boreal Capital Securities LLC 8-68910 SEC File Number N N Cannon Securities, Inc. 8-68437 SEC File Number N N Lombard Securities, Inc. 8-43340 SEC File Number N N Trustmont Financial Group, Inc. 8-36439 SEC File Number N N Akar Capital Management, Inc. 8-28026 SEC File Number N N Osaic Wealth, Inc. 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Powell & Company Inc. 8-01893 SEC File Number N N Herold & Lantern Investments, Inc. 8-45285 SEC File Number N N Northern Capital Securities Corporation 8-49130 SEC File Number N N Ricketts Financial, LLC 801-118963 SEC File Number N N 1st Discount Brokerage, Inc. 8-48557 SEC File Number N N John Hancock Life Insurance Company of New York 5493007RYG4GXIKSQI18 N Y Charles Schwab Bank, SSB 549300INFJ8TYNZ1G568 N Y Summit Capital Inc. 801-122654 SEC File Number N N Saturna Brokerage Services, Inc. 8-36558 SEC File Number N N USCA Securities LLC 8-52285 SEC File Number N N MCF Advisors, LLC 801-62765 SEC File Number N N Colliers Securities LLC 8-21937 SEC File Number N N World Capital Brokerage, Inc. 8-06805 SEC File Number N N Bankers Life Securities, Inc. 8-69562 SEC File Number N N National Financial Services, LLC 8-26740 SEC File Number N Y Copper Ridge Wealth Management, LLC 323209 FINRA Number N N AA Financial Advisors, LLC 801-125806 SEC File Number N N Harvest Financial Corporation 8-26037 SEC File Number N N Broadridge Business Process Outsourcing, LLC 8-53412 SEC File Number N Y Altruist Financial LLC 8-70244 SEC File Number N N SWBC Investment Services, LLC 8-66764 SEC File Number N N Duncan-Williams, Inc. 8-18971 SEC File Number N N Insight Securities, Inc. 8-16247 SEC File Number N N H. C. Denison Co. 8-00044 SEC File Number N N J.P. 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Financial Services, Inc. 8-15919 SEC File Number N N Morris Group, Inc. 8-28916 SEC File Number N N Cresap, Inc. 8-42117 SEC File Number N N Union Capital Company 8-53127 SEC File Number N N Washington Financial Group, Inc. 132369 FINRA Number N N FNBB Capital Markets, LLC 8-66553 SEC File Number N N American National Trust And Investment Management Company 028-00344 SEC File Number N N CFS Securities, Inc. 8-51330 SEC File Number N N McLaughlin Ryder Investments, Inc. 8-67911 SEC File Number N N Federated Securities, Inc. 8-15644 SEC File Number N N JHW Financial Services Inc. 8-45304 SEC File Number N N Securian Financial Services, Inc. 8-31955 SEC File Number N N Raymond James & Associates, Inc. 8-10999 SEC File Number N N Carl M. 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Private Client Advisors, Ltd. 8-66968 SEC File Number N N Flagstar Advisors (fka Signature Securities Group Corporation) 8-52697 SEC File Number N N Sheikh Investments, Inc. 305832 FINRA Number N N Newport Investment Advisors Inc 801-35303 SEC File Number N N Ancora Family Wealth Advisors, LLC 801-61942 SEC File Number N N First Manhattan Co. 8-10438 SEC File Number N N Blue Waters Advisory Group, LLC 158536 FINRA Number N N VCP FINANCIAL LLC 801-112255 SEC File Number N N Garden State Securities, Inc. 8-25790 SEC File Number N N Alliant Securities, Inc. 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Davidson & Co. 8-02399 SEC File Number N N Bolton Global Capital 8-33222 SEC File Number N N Cape Securities Inc. 8-20747 SEC File Number N N Planmember Securities Corporation 8-25065 SEC File Number N N USAA Investment Management Company 8-41241 SEC File Number N N Centurion Wealth Management LLC 801-123007 SEC File Number N N PTI Securities & Futures L.P. 8-44412 SEC File Number N N First Western Securities, Inc. 8-37613 SEC File Number N N Dynasty Family Office 288431 FINRA Number N N D.H. Hill Securities LLP 8-49475 SEC File Number N N Comerica Securities, Inc. 8-35001 SEC File Number N N Center Street Securities, Inc. 8-42786 SEC File Number N N Standard Insurance Company 549300KVA8DBYKHPXO21 N Y Prudential Investment Management Services LLC 8-36540 SEC File Number N N Bancolumbia Capital, LLC 8-70822 SEC File Number N N Gladowsky Capital Management Corp. 8-51017 SEC File Number N N Wall Street Access 8-25936 SEC File Number N N SCF Securities, Inc. 8-51760 SEC File Number N N MML Distributors, LLC 8-48203 SEC File Number N N Spire Securities, LLC 8-67635 SEC File Number N N Purshe Kaplan Sterling Investments 8-46844 SEC File Number N N Great Point Capital LLC 8-53402 SEC File Number N N ViewTrade Securities, Inc. 8-51605 SEC File Number N N Centennial Securities Company, Inc. 8-23406 SEC File Number N N NBC Securities, Inc. 8-35870 SEC File Number N N TRG Financial, Inc. 8-50449 SEC File Number N N Investment Placement Group 8-30700 SEC File Number N N First Honolulu Securities, Inc. 8-23919 SEC File Number N N RNR Securities, L.L.C. 8-50366 SEC File Number N N Voya Institutional Plan Services, LLC N/A N/A N N Cetera Financial Specialists LLC 8-27082 SEC File Number N N Navy Federal Investment Services, LLC 8-67161 SEC File Number N N Massachusetts Mutual Life Insurance Company 8-13941 SEC File Number N Y Uhlmann Price Securities, LLC 8-50041 SEC File Number N N R. 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