0001539497-23-001410.txt : 20230811 0001539497-23-001410.hdr.sgml : 20230811 20230811174455 ACCESSION NUMBER: 0001539497-23-001410 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230811 FILED AS OF DATE: 20230811 DATE AS OF CHANGE: 20230811 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BELING DAVID COATES CENTRAL INDEX KEY: 0001398069 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41655 FILM NUMBER: 231165390 MAIL ADDRESS: STREET 1: 897 QUAIL RUN DRIVE CITY: GRAND JUNCTION STATE: CO ZIP: 81505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NIOCORP DEVELOPMENTS LTD CENTRAL INDEX KEY: 0001512228 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 BUSINESS PHONE: 720-639-4647 MAIL ADDRESS: STREET 1: 7000 S. YOSEMITE STREET STREET 2: STE. 115 CITY: CENTENNIAL STATE: CO ZIP: 80112 FORMER COMPANY: FORMER CONFORMED NAME: QUANTUM RARE EARTH DEVELOPMENTS CORP. DATE OF NAME CHANGE: 20110204 5 1 ownership.xml X0508 5 2023-08-11 0 0 0 0001512228 NIOCORP DEVELOPMENTS LTD NB 0001398069 BELING DAVID COATES C/O NIOCORP DEVELOPMENTS LTD. 7000 YOSEMITE STREET, SUITE 115 CENTENNIAL CO 80112 1 0 0 0 0 Common Shares 70891 D Director Stock Option (right to buy) 10.1424 2021-12-17 2024-12-17 Common Shares 27500 27500 D Director Stock Option (right to buy) 6.2644 2020-09-18 2023-09-18 Common Shares 25000 25000 D Director Stock Option (right to buy) 4.0271 2023-11-15 Common Shares 30000 30000 D Director Stock Option (right to buy) 6.95 2023-03-27 2026-03-27 Common Shares 40000 40000 D On March 17, 2023, the Issuer effected a 1-for-10 reverse stock split (the "Reverse Stock Split") of its common shares, without par value ("Common Shares"), with any fractional shares resulting from the Reverse Stock Split rounded down to the nearest whole share, resulting in a decrease in the Reporting Person's ownership by 638,022 Common Shares. This option has been adjusted to reflect the Reverse Stock Split (in prior reports, this option was previously reported as covering a number of shares equal to this reported amount times 10 (and at an exercise price equal to this reported exercise price divided by 10)). Option exercise price was converted from Canadian exercise price of C$13.60 using an exchange rate of C$1.3409=US$1.00 as reported by the Bank of Canada on August 10, 2023. Option exercise price was converted from Canadian exercise price of C$8.40 using an exchange rate of C$1.3409=US$1.00 as reported by the Bank of Canada on August 10, 2023. Option exercise price was converted from Canadian exercise price of C$5.40 using an exchange rate of C$1.3409=US$1.00 as reported by the Bank of Canada on August 10, 2023. This option was fully vested as of 05/15/2020. /s/ David Coates Beling 2023-08-11