0001181431-11-026654.txt : 20110503 0001181431-11-026654.hdr.sgml : 20110503 20110503154842 ACCESSION NUMBER: 0001181431-11-026654 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110502 FILED AS OF DATE: 20110503 DATE AS OF CHANGE: 20110503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wayne Thomas W CENTRAL INDEX KEY: 0001418384 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52640 FILM NUMBER: 11805159 MAIL ADDRESS: STREET 1: 2211 OAK RIDGE ROAD CITY: OAK RIDGE STATE: NC ZIP: 27310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oak Ridge Financial Services, Inc. CENTRAL INDEX KEY: 0001398006 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 208550086 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 OAK RIDGE ROAD PO BOX 2 CITY: OAK RIDGE STATE: NC ZIP: 27310 BUSINESS PHONE: 336 664 9944 MAIL ADDRESS: STREET 1: 2211 OAK RIDGE ROAD PO BOX 2 CITY: OAK RIDGE STATE: NC ZIP: 27310 4 1 rrd310172.xml 4 X0303 4 2011-05-02 0 0001398006 Oak Ridge Financial Services, Inc. BKOR 0001418384 Wayne Thomas W PO BOX 2 OAK RIDGE NC 27310 0 1 0 0 Sr. VP and CFO Common Stock 9989 D Common Stock 2011-05-02 4 P 0 900 4.24 A 5900 I IRA Common Stock 2011-05-02 4 P 0 280 4.25 A 6180 I IRA Stock Option 8.80 2005-12-20 2011-04-30 Common Stock 625 625 D Stock Option 10.40 2005-12-20 2013-03-19 Common Stock 6250 6875 D Stock Option 10.00 2005-12-20 2013-08-19 Common Stock 7063 13938 D Stock Option 10.00 2005-12-20 2014-08-18 Common Stock 14375 28313 D Stock Option 11.00 2005-12-20 2015-12-21 Common Stock 2256 30569 D Stock Option 4.82 2010-08-18 2010-08-18 4 A 0 4000 4.82 A 2011-08-19 2020-08-18 Common Stock 4000 34569 D The stock options granted on August 18, 2010, vest over a five year period with the first 20% vesting on August 19, 2011 and the remaining 80% vesting over the next four years, with the last 205 vesting on august 19, 2015. Thomas W. Wayne 2011-05-03