-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B4BUhA2pBqsjBy4srZ1NR1PWdfDpYqOxaMs9zu3a29cdUqdUZdvHxIYukxB7gXdw qv6ZJrCPxBxiEqO5bPJ6mA== 0001181431-10-054314.txt : 20101109 0001181431-10-054314.hdr.sgml : 20101109 20101109143506 ACCESSION NUMBER: 0001181431-10-054314 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100510 FILED AS OF DATE: 20101109 DATE AS OF CHANGE: 20101109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Black Ronald O CENTRAL INDEX KEY: 0001418457 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52640 FILM NUMBER: 101175731 MAIL ADDRESS: STREET 1: 2211 OAK RIDGE ROAD CITY: OAK RIDGE STATE: NC ZIP: 27310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oak Ridge Financial Services, Inc. CENTRAL INDEX KEY: 0001398006 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 208550086 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 OAK RIDGE ROAD PO BOX 2 CITY: OAK RIDGE STATE: NC ZIP: 27310 BUSINESS PHONE: 336 664 9944 MAIL ADDRESS: STREET 1: 2211 OAK RIDGE ROAD PO BOX 2 CITY: OAK RIDGE STATE: NC ZIP: 27310 4 1 rrd290583.xml X0303 4 2010-05-10 0 0001398006 Oak Ridge Financial Services, Inc. BKOR 0001418457 Black Ronald O PO BOX 2 OAK RIDGE NC 27310 1 1 0 0 President and CEO Common Stock 2010-05-10 2010-05-10 4 A 0 1038 5.4 A 2288 D Common Stock 12500 I IRA Common Stock 625 I Wife's IRA Common Stock 125 I Owned by Daughter Common Stock 125 I Owned by Son Stock Option 8.8 2005-12-20 2011-04-29 Common Stock 30600 30600 D Stock Option 10.4 2005-12-20 2013-08-18 Common Stock 9369 39969 D Stock Option 10 2005-12-20 2014-08-17 Common Stock 31606 71579 D As adjusted for stock dividend These restricted stock shares were awarded on May 10, 2010 and will not vest until Mr. Black has continued to perform substantial services for the Company for at least two years from the date of grant (i.e., May 10, 2012) other than due to Mr. Black's death, disability or a change in control of the Company and transferability and encumbrance of the restricted stock shares is limited by the terms of the US Treasury's Capital Purchase Program. /s/ Ronald O. Black 2010-11-09 -----END PRIVACY-ENHANCED MESSAGE-----