-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TKTOeTxwXDBEhlDSjG2RjFb9Q7zKSBV8JXXhzXd8bzKjPqZMY80REz/pxY4bDaS0 4nHEscHhl3pZBpAXXjl/Ag== 0001181431-10-054265.txt : 20101109 0001181431-10-054265.hdr.sgml : 20101109 20101109131046 ACCESSION NUMBER: 0001181431-10-054265 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100510 FILED AS OF DATE: 20101109 DATE AS OF CHANGE: 20101109 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Neal Stephen S CENTRAL INDEX KEY: 0001418458 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-52640 FILM NUMBER: 101175394 MAIL ADDRESS: STREET 1: 2211 OAK RIDGE ROAD CITY: OAK RIDGE STATE: NC ZIP: 27310 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oak Ridge Financial Services, Inc. CENTRAL INDEX KEY: 0001398006 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 208550086 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2211 OAK RIDGE ROAD PO BOX 2 CITY: OAK RIDGE STATE: NC ZIP: 27310 BUSINESS PHONE: 336 664 9944 MAIL ADDRESS: STREET 1: 2211 OAK RIDGE ROAD PO BOX 2 CITY: OAK RIDGE STATE: NC ZIP: 27310 4 1 rrd290566.xml X0303 4 2010-05-10 0 0001398006 Oak Ridge Financial Services, Inc. BKOR 0001418458 Neal Stephen S PO BOX 2 BLOWING ROCK NC 27310 1 0 0 0 Common Stock 2010-05-10 2010-05-01 4 A 0 278 5.4 A 12778 D Stock Option 8.8 2005-12-20 2011-04-30 Common Stock 5368 5368 D Stock Option 10.4 2005-12-20 2013-08-19 Common Stock 2813 8181 D Stock Option 10 2005-12-20 2014-08-18 Common Stock 7500 15681 D Stock Option 11.2 2005-12-20 2015-12-20 Common Stock 1800 17481 D Stock Option 4.82 2010-08-19 2010-08-19 4 A 0 2000 4.82 A 2010-08-19 2020-08-19 Common Stock 2000 19481 D As adjusted for stock dividend These restricted stock shares were awarded on May 10, 2010 and will vest on May 11, 2011, so long as Mr. Neal remains a member of the board of directors of the Company. /s/ Stephen Neal 2010-11-09 -----END PRIVACY-ENHANCED MESSAGE-----