0001538716-23-000051.txt : 20230320 0001538716-23-000051.hdr.sgml : 20230320 20230320173636 ACCESSION NUMBER: 0001538716-23-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230316 FILED AS OF DATE: 20230320 DATE AS OF CHANGE: 20230320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COBLENTZ JONATHAN AARON CENTRAL INDEX KEY: 0001397972 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 23747289 MAIL ADDRESS: STREET 1: 23 WEST 73RD STREET STREET 2: APT 914 CITY: NEW YORK STATE: NY ZIP: 10023 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_167934818342522.xml FORM 4 X0407 4 2023-03-16 0 0001538716 Oportun Financial Corp OPRT 0001397972 COBLENTZ JONATHAN AARON OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 CFO & Chief Admin Officer 0 Common Stock 2023-03-16 4 P 0 10000 2.63 A 105939 D Common Stock 2023-03-17 4 P 0 50000 3.10 A 155939 D Common Stock 2023-03-20 4 P 0 40000 3.62 A 195939 D Common Stock 272780 I See footnote. Weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.625 to $2.635 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.785 to $3.425 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.53 to $3.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. These shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee. /s/ Kathleen Layton (Attorney-in-Fact) 2023-03-20