0001127602-17-021516.txt : 20170615 0001127602-17-021516.hdr.sgml : 20170615 20170615171556 ACCESSION NUMBER: 0001127602-17-021516 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170614 FILED AS OF DATE: 20170615 DATE AS OF CHANGE: 20170615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BALL Corp CENTRAL INDEX KEY: 0000009389 STANDARD INDUSTRIAL CLASSIFICATION: METAL CANS [3411] IRS NUMBER: 350160610 STATE OF INCORPORATION: IN FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 BUSINESS PHONE: 3034695511 MAIL ADDRESS: STREET 1: PO BOX 5000 CITY: BROOMFIELD STATE: CO ZIP: 80038-5000 FORMER COMPANY: FORMER CONFORMED NAME: BALL CORP DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: BALL BROTHERS CO DATE OF NAME CHANGE: 19731115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pauley Lisa Ann CENTRAL INDEX KEY: 0001397952 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07349 FILM NUMBER: 17914202 MAIL ADDRESS: STREET 1: 10 LONGS PEAK DRIVE CITY: BROOMFIELD STATE: CO ZIP: 80021-2510 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2017-06-14 0000009389 BALL Corp BLL 0001397952 Pauley Lisa Ann 10 LONGS PEAK DRIVE BROOMFIELD CO 80021-2510 1 SR VP, HR & Administration Common Stock 2017-06-14 4 M 0 3760 12.5275 A 299167.4296 I By Spouse Common Stock 2017-06-14 4 S 0 3760 41.4821 D 295407.4296 I By Spouse Common Stock 2017-06-14 4 M 0 3600 10.02 A 299007.4296 I By Spouse Common Stock 2017-06-14 4 S 0 3600 41.4806 D 295407.4296 I By Spouse Common Stock 2017-06-14 4 M 0 13600 12.6125 A 309007.4296 I By Spouse Common Stock 2017-06-14 4 S 0 13600 41.4725 D 295407.4296 I By Spouse Common Stock 6000.688 I 401(k) Plan Common Stock 108886.8098 D Stock Option (iso) (Right to Buy) 12.5275 2017-06-14 4 M 0 3760 0 D 2018-04-23 Common Stock 3760 0 I By Spouse Stock Option (iso) (Right to Buy) 10.02 2017-06-14 4 M 0 3600 0 D 2019-01-28 Common Stock 3600 0 I By Spouse Stock Option (iso) (Right to Buy) 12.6125 2017-06-14 4 M 0 13600 0 D 2011-01-27 2020-01-27 Common Stock 13600 0 I By Spouse Common stock acquired from exercise of Incentive Stock Options (ISOs). The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions. Exercise of Incentive Stock Options (ISO). Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO). /s/ Janice L. Rodriguez, attorney-in-fact for Ms. Pauley 2017-06-15