0001959173-24-008477.txt : 20241205 0001959173-24-008477.hdr.sgml : 20241205 20241205170536 ACCESSION NUMBER: 0001959173-24-008477 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20241205 DATE AS OF CHANGE: 20241205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] ORGANIZATION NAME: 09 Crypto Assets IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-34963 FILM NUMBER: 241529837 BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 800-877-7210 MAIL ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: LPL Investment Holdings Inc. DATE OF NAME CHANGE: 20070427 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Jambusaria Aneri CENTRAL INDEX KEY: 0001966430 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O LPL FINANCIAL HOLDINGS INC. STREET 2: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 144 1 primary_doc.xml 144 0001966430 XXXXXXXX LIVE 0001397911 LPL Financial Holdings Inc. 001-34963 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 800-877-7210 Jambusaria Aneri Officer Common Fidelity Brokerage Services LLC

900 Salem Street Smithfield RI 02917

305 101241.56 74879579 12/05/2024 NASDAQ Common 02/25/2024 Restricted Stock Vesting Issuer N 305 02/25/2024 Compensation Y 12/05/2024 /s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Aneri Jambusaria