0001959173-23-004034.txt : 20230920 0001959173-23-004034.hdr.sgml : 20230920 20230920162001 ACCESSION NUMBER: 0001959173-23-004034 CONFORMED SUBMISSION TYPE: 144 PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20230920 DATE AS OF CHANGE: 20230920 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LPL Financial Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 144 SEC ACT: 1933 Act SEC FILE NUMBER: 001-34963 FILM NUMBER: 231266711 BUSINESS ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 800-877-7210 MAIL ADDRESS: STREET 1: 4707 EXECUTIVE DRIVE CITY: SAN DIEGO STATE: CA ZIP: 92121 FORMER COMPANY: FORMER CONFORMED NAME: LPL Investment Holdings Inc. DATE OF NAME CHANGE: 20070427 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: Arnold Dan H. CENTRAL INDEX KEY: 0001487487 FILING VALUES: FORM TYPE: 144 MAIL ADDRESS: STREET 1: C/O LPL INVESTMENT HOLDINGS INC. STREET 2: ONE BEACON STREET CITY: BOSTON STATE: MA ZIP: 02108 144 1 primary_doc.xml 144 0001487487 XXXXXXXX LIVE 0001397911 LPL Financial Holdings Inc. 001-34963 4707 EXECUTIVE DRIVE SAN DIEGO CA 92121 800-877-7210 Arnold Dan H. Officer Director Common Fidelity Brokerage Services LLC

900 Salem Street Smithfield RI 02917

353 88260.00 76297391 09/20/2023 NASDAQ Common 09/20/2023 Option Granted - 03/13/2017 Issuer N 353 09/20/2023 Cash N Dan Arnold

4707 Executive Drive San Diego CA 92121

Common 09/19/2023 175 43750.00 09/20/2023 06/29/2023 /s/Wade Moss, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Dan Arnold