0001397911-21-000024.txt : 20210217
0001397911-21-000024.hdr.sgml : 20210217
20210217183432
ACCESSION NUMBER: 0001397911-21-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210216
FILED AS OF DATE: 20210217
DATE AS OF CHANGE: 20210217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Simonich Brent
CENTRAL INDEX KEY: 0001644152
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34963
FILM NUMBER: 21646760
MAIL ADDRESS:
STREET 1: C/O E*TRADE FINANCIAL CORP.
STREET 2: 11 TIMES SQUARE, 32ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036-9992
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LPL Financial Holdings Inc.
CENTRAL INDEX KEY: 0001397911
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 203717839
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 800-877-7210
MAIL ADDRESS:
STREET 1: 4707 EXECUTIVE DRIVE
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: LPL Investment Holdings Inc.
DATE OF NAME CHANGE: 20070427
4
1
wf-form4_161360481971490.xml
FORM 4
X0306
4
2021-02-16
0
0001397911
LPL Financial Holdings Inc.
LPLA
0001644152
Simonich Brent
C/O LPL FINANCIAL HOLDINGS INC.
4707 EXECUTIVE DRIVE
SAN DIEGO
CA
92121
0
1
0
0
EVP, CAO and Treasurer
Common Stock
2021-02-16
4
P
0
1909
131
A
1909
D
The signatory is signing on behalf of Brent Simonich pursuant to a Power of Attorney dated February 9, 2021.
/s/ Gregory M. Woods, attorney-in-fact
2021-02-17