0001209191-12-031726.txt : 20120601 0001209191-12-031726.hdr.sgml : 20120601 20120601173820 ACCESSION NUMBER: 0001209191-12-031726 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120530 FILED AS OF DATE: 20120601 DATE AS OF CHANGE: 20120601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Larsen Sallie R. CENTRAL INDEX KEY: 0001548541 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34963 FILM NUMBER: 12884349 MAIL ADDRESS: STREET 1: ONE BEACON STREET, 22ND FLOOR CITY: BOSTON STATE: MA ZIP: 02018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Investment Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE BEACON STREET , FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617 423 3644 MAIL ADDRESS: STREET 1: ONE BEACON STREET , FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02108 4 1 doc4.xml FORM 4 SUBMISSION X0305 4 2012-05-30 0 0001397911 LPL Investment Holdings Inc. LPLA 0001548541 Larsen Sallie R. C/O LPL INVESTMENT HOLDINGS INC. ONE BEACON STREET, 22ND FLOOR BOSTON MA 02108 0 1 0 0 MD, Chief Human Cap. Officer Option to Purchase Common Stock 31.61 2012-05-30 4 A 0 21040 0.00 A 2022-05-30 Common Stock 21040 21040 D The option is not currently excersiable as to any shares. This option is excersiable in 20% increments on each of May 30, 2013, 2014, 2015, 2016 and 2017. /s/ Sallie R. Larsen 2012-06-01