DEFA14A 1 d428387ddefa14a.htm DEFA14A DEFA14A

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 14A

Proxy Statement Pursuant to Section 14(a) of

the Securities Exchange Act of 1934 (Amendment No.                )

Filed by the Registrant  

Filed by a Party other than the Registrant  

Check the appropriate box:

 

 

Preliminary Proxy Statement

 

Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

 

Definitive Proxy Statement

 

Definitive Additional Materials

 

Soliciting Material under §240.14a-12

 

LPL Financial Holdings Inc.

(Name of Registrant as Specified In Its Charter)

 

             

(Name of Person(s) Filing Proxy Statement, if other than the Registrant)

Payment of Filing Fee (Check all boxes that apply):

 

No fee required.

 

Fee paid previously with preliminary materials

 

Fee computed on table in exhibit required by Item 25(b) per Exchange Act Rules 14a-6(i)(1) and 0-11


                                  
                        
   

 

Your Vote Counts!

          
 

 

LPL FINANCIAL HOLDINGS INC.

 

2023 Annual Meeting of Stockholders

    Vote by May 10, 2023     

11:59 PM Eastern Time

        
   
 

LOGO         

                

   
   
   
     

                        LPL FINANCIAL HOLDINGS INC.

 

                        1055 LPL WAY

 

                        FORT MILL, SOUTH CAROLINA 29715

   

    

     
 
 
                                  
 
     
                    V04926-P89934                                        
            

You invested in LPL FINANCIAL HOLDINGS INC. and it’s time to vote!

You have the right to vote on proposals being presented at the annual meeting. This is an important notice regarding the availability of proxy materials for the 2023 annual meeting of stockholders to be held on May 11, 2023.

Get informed before you vote

View the Notice, Proxy Statement and Annual Report online, OR you can receive a free paper or email copy of the materials by requesting them prior to April 27, 2023. If you would like to request a copy of the materials for this or future stockholder meetings, you may (1) visit www.ProxyVote.com, (2) call 1-800-579-1639 or (3) send an email to sendmaterial@proxyvote.com. If sending an email, please include your control number (indicated below) in the subject line. Unless requested, you will not receive a paper or email copy.

 

LOGO

*Please check the meeting materials for any special requirements for meeting attendance. At the meeting, you will need to request a ballot to vote these shares.

V1.1


  Vote at www.ProxyVote.com

 

 

 

  THIS IS NOT A VOTABLE BALLOT

 

This is an overview of the proposals being presented at the

upcoming 2023 annual meeting of stockholders. Please follow

the instructions on the reverse side to vote on these important

matters.

 

 Voting Items  

Board

Recommends

 
 1.   

Elect the ten nominees named in the proxy statement to the Board of Directors of LPL Financial Holdings Inc. (the “Company”).

 

Nominees:

 

1a.  Dan H. Arnold

  LOGO  For
 
     1b.  Edward C. Bernard   LOGO  For
 
     1c.  H. Paulett Eberhart   LOGO  For
 
     1d.  William F. Glavin Jr.   LOGO  For
 
     1e.  Albert J. Ko   LOGO  For
 
     1f.  Allison H. Mnookin   LOGO  For
 
     1g.  Anne M. Mulcahy   LOGO  For
 
     1h.  James S. Putnam   LOGO  For
 
     1i.  Richard P. Schifter   LOGO  For
 
     1j.  Corey E. Thomas   LOGO  For
 
 2.    Ratify the appointment of Deloitte & Touche LLP by the Audit and Risk Committee of the Board of Directors as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2023.   LOGO  For
 
 3.    Approve, in an advisory vote, the compensation paid to the Company’s named executive officers.   LOGO  For
 
 4.    Approve, in an advisory vote, the frequency of future advisory votes on the compensation paid to the Company’s named executive officers.   LOGO  Year

NOTE: Such other business as may properly come before the meeting or any adjournment thereof will be voted on by the proxy holders in their discretion.

   
    
    
    
    
    
    
    
    

 

Prefer to receive an email instead? While voting on www.ProxyVote.com, be sure to click “Sign up for E-delivery”.

V04927-P89934