-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GQAsTa760GMxyZ0WCsj2Gt9iMtOoj1e8czLn6lCmBeCCkXXFcb1AdRsdqu9VXHcf 4HsKihHb5dqiwFPNH8/iMA== 0000950123-10-105562.txt : 20110104 0000950123-10-105562.hdr.sgml : 20110104 20101115144012 ACCESSION NUMBER: 0000950123-10-105562 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20101115 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LPL Investment Holdings Inc. CENTRAL INDEX KEY: 0001397911 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200] IRS NUMBER: 203717839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: ONE BEACON STREET , FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02108 BUSINESS PHONE: 617 423 3644 MAIL ADDRESS: STREET 1: ONE BEACON STREET , FLOOR 22 CITY: BOSTON STATE: MA ZIP: 02108 CORRESP 1 filename1.htm corresp
LPL Investment Holdings Inc.
One Beacon Street
Boston, MA 02108
November 15, 2010
VIA EDGAR
Securities and Exchange Commission
Division of Corporate Finance
100 F Street, N.E.
Washington, D.C. 20549
Attention:
Cc:		   Sonia Gupta Barros
Kristina Aberg
             Re:   LPL Investment Holdings Inc.
Registration Statement on Form S-1 (File No. 333-167325)
Dear Ms. Barros:
     Pursuant to Rule 461 under the Securities Act of 1933, as amended, LPL Investment Holdings Inc. (the “Company”) hereby requests that the effective date for the registration statement referred to above be accelerated so that it will be declared effective at 4:00 p.m. Eastern Time on Wednesday, November 17, 2010 or as soon as possible thereafter. The Company reserves the right to withdraw such request for acceleration at any time prior to 4:00 p.m. Eastern Time on Wednesday, November 17, 2010.
     The Company hereby acknowledges:
  (i)   should the Securities and Exchange Commission (the “Commission”) or the staff, acting pursuant to delegated authority, declare the registration statement effective, it does not foreclose the Commission from taking any action with respect to the registration statement;
 
  (ii)   the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the registration statement effective, does not relieve the Company from its full responsibility for the adequacy and accuracy of the disclosure in the registration statement; and

 

 

  (iii)   it is the staff’s position that the Company may not assert the action of the Commission or the staff, acting pursuant to delegated authority, in declaring the registration statement effective as a defense in any proceeding initiated by the Commission or any person under the federal securities laws of the United States.
     Please call Julie H. Jones of Ropes & Gray LLP, counsel to the Company, at (617) 951-7294 as soon as the registration statement has been declared effective.
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Sincerely,
LPL INVESTMENT HOLDINGS INC.
         
By:
  /s/ Stephanie L. Brown
 
Name: Stephanie L. Brown 		   
 
  Title: Secretary and Vice-President    

 

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