0001628280-20-013805.txt : 20200921 0001628280-20-013805.hdr.sgml : 20200921 20200921205654 ACCESSION NUMBER: 0001628280-20-013805 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200918 FILED AS OF DATE: 20200921 DATE AS OF CHANGE: 20200921 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McMahon John Dennis CENTRAL INDEX KEY: 0001397798 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39504 FILM NUMBER: 201187642 MAIL ADDRESS: STREET 1: C/O BLADELOGIC, INC. STREET 2: 10 MAGUIRE STREET, BUILDING 3 CITY: LEXINGTON STATE: MA ZIP: 02421 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Snowflake Inc. CENTRAL INDEX KEY: 0001640147 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 460636374 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 BUSINESS PHONE: 844-766-9355 MAIL ADDRESS: STREET 1: 450 CONCAR DRIVE CITY: SAN MATEO STATE: CA ZIP: 94402 FORMER COMPANY: FORMER CONFORMED NAME: Snowflake Computing, Inc. DATE OF NAME CHANGE: 20150421 4 1 wf-form4_160073619690031.xml FORM 4 X0306 4 2020-09-18 0 0001640147 Snowflake Inc. SNOW 0001397798 McMahon John Dennis C/O SNOWFLAKE INC. 450 CONCAR DRIVE SAN MATEO CA 94402 1 0 0 0 Series A Preferred Stock 2020-09-18 4 C 0 71921 0 D Class B Common Stock 71921.0 0 D Series B Preferred Stock 2020-09-18 4 C 0 25825 0 D Class B Common Stock 25825.0 0 D Series C Preferred Stock 2020-09-18 4 C 0 53442 0 D Class B Common Stock 53442.0 0 D Series A Preferred Stock 2020-09-18 4 C 0 71921 0 D Class B Common Stock 71921.0 0 I Trust Series B Preferred Stock 2020-09-18 4 C 0 25825 0 D Class B Common Stock 25825.0 0 I Trust Series C Preferred Stock 2020-09-18 4 C 0 53442 0 D Class B Common Stock 53442.0 0 I Trust Series D Preferred Stock 2020-09-18 4 C 0 45718 0 D Class B Common Stock 45718.0 0 I Trust Class B Common Stock 2020-09-18 4 C 0 71921 0 A Class A Common Stock 71921.0 71921 D Class B Common Stock 2020-09-18 4 C 0 25825 0 A Class A Common Stock 25825.0 97746 D Class B Common Stock 2020-09-18 4 C 0 53442 0 A Class A Common Stock 53442.0 151188 D Class B Common Stock 2020-09-18 4 C 0 71921 0 A Class A Common Stock 71921.0 71921 I Trust Class B Common Stock 2020-09-18 4 C 0 25825 0 A Class A Common Stock 25825.0 97746 I Trust Class B Common Stock 2020-09-18 4 C 0 53442 0 A Class A Common Stock 53442.0 151188 I Trust Class B Common Stock 2020-09-18 4 C 0 45718 0 A Class A Common Stock 45718.0 45718 I Trust Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date. Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class. The shares are held by The John McMahon Software Irrevocable Trust for which the Reporting Person's immediate family members are the beneficiaries. The shares are held by the John McMahon 1995 Family Trust for which the Reporting Person is a trustee. /s/ Travis Shrout, Attorney-in-Fact 2020-09-21