0001628280-20-013805.txt : 20200921
0001628280-20-013805.hdr.sgml : 20200921
20200921205654
ACCESSION NUMBER: 0001628280-20-013805
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200918
FILED AS OF DATE: 20200921
DATE AS OF CHANGE: 20200921
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McMahon John Dennis
CENTRAL INDEX KEY: 0001397798
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39504
FILM NUMBER: 201187642
MAIL ADDRESS:
STREET 1: C/O BLADELOGIC, INC.
STREET 2: 10 MAGUIRE STREET, BUILDING 3
CITY: LEXINGTON
STATE: MA
ZIP: 02421
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Snowflake Inc.
CENTRAL INDEX KEY: 0001640147
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 460636374
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 450 CONCAR DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94402
BUSINESS PHONE: 844-766-9355
MAIL ADDRESS:
STREET 1: 450 CONCAR DRIVE
CITY: SAN MATEO
STATE: CA
ZIP: 94402
FORMER COMPANY:
FORMER CONFORMED NAME: Snowflake Computing, Inc.
DATE OF NAME CHANGE: 20150421
4
1
wf-form4_160073619690031.xml
FORM 4
X0306
4
2020-09-18
0
0001640147
Snowflake Inc.
SNOW
0001397798
McMahon John Dennis
C/O SNOWFLAKE INC.
450 CONCAR DRIVE
SAN MATEO
CA
94402
1
0
0
0
Series A Preferred Stock
2020-09-18
4
C
0
71921
0
D
Class B Common Stock
71921.0
0
D
Series B Preferred Stock
2020-09-18
4
C
0
25825
0
D
Class B Common Stock
25825.0
0
D
Series C Preferred Stock
2020-09-18
4
C
0
53442
0
D
Class B Common Stock
53442.0
0
D
Series A Preferred Stock
2020-09-18
4
C
0
71921
0
D
Class B Common Stock
71921.0
0
I
Trust
Series B Preferred Stock
2020-09-18
4
C
0
25825
0
D
Class B Common Stock
25825.0
0
I
Trust
Series C Preferred Stock
2020-09-18
4
C
0
53442
0
D
Class B Common Stock
53442.0
0
I
Trust
Series D Preferred Stock
2020-09-18
4
C
0
45718
0
D
Class B Common Stock
45718.0
0
I
Trust
Class B Common Stock
2020-09-18
4
C
0
71921
0
A
Class A Common Stock
71921.0
71921
D
Class B Common Stock
2020-09-18
4
C
0
25825
0
A
Class A Common Stock
25825.0
97746
D
Class B Common Stock
2020-09-18
4
C
0
53442
0
A
Class A Common Stock
53442.0
151188
D
Class B Common Stock
2020-09-18
4
C
0
71921
0
A
Class A Common Stock
71921.0
71921
I
Trust
Class B Common Stock
2020-09-18
4
C
0
25825
0
A
Class A Common Stock
25825.0
97746
I
Trust
Class B Common Stock
2020-09-18
4
C
0
53442
0
A
Class A Common Stock
53442.0
151188
I
Trust
Class B Common Stock
2020-09-18
4
C
0
45718
0
A
Class A Common Stock
45718.0
45718
I
Trust
Each share of Series A Preferred Stock, Series B Preferred Stock, Series C Preferred Stock, and Series D Preferred Stock automatically converted into one share of Class B Common Stock immediately upon the closing of the Issuer's initial public offering (IPO), and had no expiration date.
Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and has no expiration date. On any transfer of shares of Class B Common Stock, each such transferred share will automatically convert into one share of Class A Common Stock, except for certain "Permitted Transfers" described in the Issuer's amended and restated certificate of incorporation.
Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock; (2) the death of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the first trading day falling nine months after the date on which the outstanding shares of Class B Common Stock represent less than 10% of the then outstanding Class A and Class B Common Stock; (b) the seventh anniversary of the effectiveness of the registration statement in connection with the Issuer's IPO; or (c) the date specified by a vote of the holders of a majority of the outstanding shares of Class B Common Stock, voting as a single class.
The shares are held by The John McMahon Software Irrevocable Trust for which the Reporting Person's immediate family members are the beneficiaries.
The shares are held by the John McMahon 1995 Family Trust for which the Reporting Person is a trustee.
/s/ Travis Shrout, Attorney-in-Fact
2020-09-21