0001593968-22-001338.txt : 20220812
0001593968-22-001338.hdr.sgml : 20220812
20220812204536
ACCESSION NUMBER: 0001593968-22-001338
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220520
FILED AS OF DATE: 20220812
DATE AS OF CHANGE: 20220812
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buchanan Lucas W.
CENTRAL INDEX KEY: 0001769830
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38847
FILM NUMBER: 221161986
MAIL ADDRESS:
STREET 1: C/O SILK ROAD MEDICAL, INC.
STREET 2: 1213 INNSBRUCK DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silk Road Medical Inc
CENTRAL INDEX KEY: 0001397702
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 208777622
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
BUSINESS PHONE: 6505669060
MAIL ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2022-05-20
0001397702
Silk Road Medical Inc
SILK
0001769830
Buchanan Lucas W.
C/O SILK ROAD MEDICAL, INC.
1213 INNSBRUCK DRIVE
SUNNYVALE
CA
94089
false
true
false
false
COO/CFO
Common Stock
2022-08-10
4
M
false
7180
4.73
A
255930
D
Common Stock
2022-08-10
4
S
false
7180
47.0262
D
248750
D
Common Stock
2022-08-10
4
M
false
2807
12.15
A
251557
D
Common Stock
2022-08-10
4
S
false
2807
47.0262
D
248750
D
Common Stock
2022-08-10
4
M
false
2564
4.73
A
251314
D
Common Stock
2022-08-10
4
S
false
2564
47.0262
D
248750
D
Common Stock
2022-08-10
4
M
false
4913
12.15
A
253663
D
Common Stock
2022-08-10
4
S
false
4913
47.0262
D
248750
D
Common Stock
2022-05-20
5
A
false
E
550
24.51
A
249300
D
Common Stock
2022-08-10
4
S
false
7536
47.0262
D
241764
D
Common Stock
2022-08-11
4
S
false
25000
48.6042
D
216764
D
Common Stock
2022-08-12
4
S
false
25000
47.7889
D
191764
D
Common Stock
13518
I
Buchanan Grandchildren's Irrevocable Trust
Option (right to buy)
4.73
2022-08-10
4
M
false
7180
0
D
2017-09-01
2027-11-30
Common Stock
7180
0
D
Option (right to buy)
12.15
2022-08-10
4
M
false
2807
0
D
2017-09-01
2027-11-30
Common Stock
2807
0
D
Option (right to buy)
4.73
2022-08-10
4
M
false
2564
0
D
2017-09-01
2027-11-30
Common Stock
2564
0
D
Option (right to buy)
12.15
2022-08-10
4
M
false
4913
0
D
2017-09-01
2027-11-30
Common Stock
4913
0
D
The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on June 13, 2022.
This transaction was executed in multiple trades at price ranging from $46.15 to $48.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c).
The sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on June 13, 2022.
This transaction was executed in multiple trades at price ranging from $47.38 to $49.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at price ranging from $47.29 to $48.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These shares are held directly by the Buchanan Grandchildren's Irrevocable Trust, for which the Reporting Person serves as a co-trustee.
All of the shares subject to this option are fully vested and exercisable as of the date hereof.
/s/Mhairi Jones, by power of attorney
2022-08-12