0001593968-22-001338.txt : 20220812 0001593968-22-001338.hdr.sgml : 20220812 20220812204536 ACCESSION NUMBER: 0001593968-22-001338 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220520 FILED AS OF DATE: 20220812 DATE AS OF CHANGE: 20220812 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buchanan Lucas W. CENTRAL INDEX KEY: 0001769830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38847 FILM NUMBER: 221161986 MAIL ADDRESS: STREET 1: C/O SILK ROAD MEDICAL, INC. STREET 2: 1213 INNSBRUCK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silk Road Medical Inc CENTRAL INDEX KEY: 0001397702 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 208777622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 BUSINESS PHONE: 6505669060 MAIL ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2022-05-20 0001397702 Silk Road Medical Inc SILK 0001769830 Buchanan Lucas W. C/O SILK ROAD MEDICAL, INC. 1213 INNSBRUCK DRIVE SUNNYVALE CA 94089 false true false false COO/CFO Common Stock 2022-08-10 4 M false 7180 4.73 A 255930 D Common Stock 2022-08-10 4 S false 7180 47.0262 D 248750 D Common Stock 2022-08-10 4 M false 2807 12.15 A 251557 D Common Stock 2022-08-10 4 S false 2807 47.0262 D 248750 D Common Stock 2022-08-10 4 M false 2564 4.73 A 251314 D Common Stock 2022-08-10 4 S false 2564 47.0262 D 248750 D Common Stock 2022-08-10 4 M false 4913 12.15 A 253663 D Common Stock 2022-08-10 4 S false 4913 47.0262 D 248750 D Common Stock 2022-05-20 5 A false E 550 24.51 A 249300 D Common Stock 2022-08-10 4 S false 7536 47.0262 D 241764 D Common Stock 2022-08-11 4 S false 25000 48.6042 D 216764 D Common Stock 2022-08-12 4 S false 25000 47.7889 D 191764 D Common Stock 13518 I Buchanan Grandchildren's Irrevocable Trust Option (right to buy) 4.73 2022-08-10 4 M false 7180 0 D 2017-09-01 2027-11-30 Common Stock 7180 0 D Option (right to buy) 12.15 2022-08-10 4 M false 2807 0 D 2017-09-01 2027-11-30 Common Stock 2807 0 D Option (right to buy) 4.73 2022-08-10 4 M false 2564 0 D 2017-09-01 2027-11-30 Common Stock 2564 0 D Option (right to buy) 12.15 2022-08-10 4 M false 4913 0 D 2017-09-01 2027-11-30 Common Stock 4913 0 D The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on June 13, 2022. This transaction was executed in multiple trades at price ranging from $46.15 to $48.22. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These shares were acquired under the Issuer's Employee Stock Purchase Plan in a transaction exempt under Rule 16b-3(c). The sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on June 13, 2022. This transaction was executed in multiple trades at price ranging from $47.38 to $49.51. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed in multiple trades at price ranging from $47.29 to $48.56. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These shares are held directly by the Buchanan Grandchildren's Irrevocable Trust, for which the Reporting Person serves as a co-trustee. All of the shares subject to this option are fully vested and exercisable as of the date hereof. /s/Mhairi Jones, by power of attorney 2022-08-12