0001593968-21-002392.txt : 20211115 0001593968-21-002392.hdr.sgml : 20211115 20211115181434 ACCESSION NUMBER: 0001593968-21-002392 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211111 FILED AS OF DATE: 20211115 DATE AS OF CHANGE: 20211115 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rogers Erica J. CENTRAL INDEX KEY: 0001769940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38847 FILM NUMBER: 211413140 MAIL ADDRESS: STREET 1: C/O SILK ROAD MEDICAL, INC. STREET 2: 1213 INNSBRUCK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silk Road Medical Inc CENTRAL INDEX KEY: 0001397702 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 208777622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 BUSINESS PHONE: 6505669060 MAIL ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2021-11-11 0001397702 Silk Road Medical Inc SILK 0001769940 Rogers Erica J. C/O SILK ROAD MEDICAL, INC. 1213 INNSBRUCK DRIVE SUNNYVALE CA 94089 true true false false President and CEO Common Stock 2021-11-11 4 M false 5738 1.46 A 137774 D Common Stock 2021-11-11 4 S false 5738 50.6394 D 132036 D Common Stock 2021-11-11 4 M false 10000 1.6 A 142036 D Common Stock 2021-11-11 4 S false 10000 50.6394 D 132036 D Common Stock 2021-11-11 4 S false 2357 50.47 D 129679 D Common Stock 83843 I Trustees of The Surace/Rogers Family Trust Option (right to buy) 1.46 2021-11-11 4 M false 5738 0 D 2015-01-24 2024-12-24 Common Stock 5738 0 D Option (right to buy) 1.60 2021-11-11 4 M false 10000 0 D 2016-09-04 2026-08-04 Common Stock 10000 172654 D The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021. This transaction was executed in multiple trades at price ranging from $49.31 to $51.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. The sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on August 20, 2021. These shares are held directly by Kevin J. Surace and Erica J. Rogers, as Trustees of The Surace Rogers Family Trust. All of the shares subject to this option are fully vested and exercisable as of the date hereof. /s/Mhairi Jones, by power of attorney 2021-11-15