0001593968-21-002311.txt : 20211029
0001593968-21-002311.hdr.sgml : 20211029
20211029180659
ACCESSION NUMBER: 0001593968-21-002311
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211027
FILED AS OF DATE: 20211029
DATE AS OF CHANGE: 20211029
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Buchanan Lucas W.
CENTRAL INDEX KEY: 0001769830
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38847
FILM NUMBER: 211364632
MAIL ADDRESS:
STREET 1: C/O SILK ROAD MEDICAL, INC.
STREET 2: 1213 INNSBRUCK DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silk Road Medical Inc
CENTRAL INDEX KEY: 0001397702
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 208777622
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
BUSINESS PHONE: 6505669060
MAIL ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2021-10-27
0001397702
Silk Road Medical Inc
SILK
0001769830
Buchanan Lucas W.
C/O SILK ROAD MEDICAL, INC.
1213 INNSBRUCK DRIVE
SUNNYVALE
CA
94089
false
true
false
false
COO/CFO
Common Stock
2021-10-27
4
M
false
5811
12.15
A
185808
D
Common Stock
2021-10-27
4
S
false
5811
59.3886
D
179997
D
Common Stock
2021-10-27
4
M
false
4189
12.15
A
184186
D
Common Stock
2021-10-27
4
S
false
4189
59.3886
D
179997
D
Common Stock
13518
I
Buchanan Grandchildren's Irrevocable Trust
Option (right to buy)
12.15
2021-10-27
4
M
false
5811
0
D
2021-04-04
2027-11-30
Common Stock
5811
4189
D
Option (right to buy)
12.15
2021-10-27
4
M
false
4189
0
D
2021-04-04
2027-11-30
Common Stock
4189
0
D
The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020.
This transaction was executed in multiple trades at price ranging from $58.26 to $60.32. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These shares are held directly by the Buchanan Grandchildren's Irrevocable Trust, for which the Reporting Person serves as a co-trustee.
All of the shares subject to this option are fully vested and exercisable as of the date hereof.
/s/Mhairi Jones, by power of attorney
2021-10-29