0001593968-21-000746.txt : 20210302 0001593968-21-000746.hdr.sgml : 20210302 20210302203340 ACCESSION NUMBER: 0001593968-21-000746 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210226 FILED AS OF DATE: 20210302 DATE AS OF CHANGE: 20210302 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ruedy Richard CENTRAL INDEX KEY: 0001770296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38847 FILM NUMBER: 21706639 MAIL ADDRESS: STREET 1: C/O SILK ROAD MEDICAL, INC. STREET 2: 1213 INNSBRUCK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silk Road Medical Inc CENTRAL INDEX KEY: 0001397702 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 208777622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 BUSINESS PHONE: 6505669060 MAIL ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2021-02-26 0001397702 Silk Road Medical Inc SILK 0001770296 Ruedy Richard C/O SILK ROAD MEDICAL, INC. 1213 INNSBRUCK DRIVE SUNNYVALE CA 94089 false true false false EVPClin&Reg.Affairs&QA Common Stock 2021-02-26 4 F false 350 56.7 D 127768 D Common Stock 2021-03-01 4 A false 4300 0 A 132068 D Common Stock 2021-03-01 4 F false 340 57.1161 D 131728 D Common Stock 2021-02-26 4 A false 1047 0 A 132775 D Common Stock 70 I By Spouse Option (right to buy) 55.30 2021-03-01 4 A false 9200 0 A 2021-04-01 2031-03-01 Common Stock 9200 9200 D Represents shares that have been sold by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units reported on this Form 4. The reported securities are represented by restricted stock units ("RSUs"), each of which represents a contingent right to receive one share of SILK common stock. 25% of the shares shall vest on March 1, 2022 and each one-year anniversary thereafter, subject to the Reporting Person continuing as a service provider through each such date. The sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020. Represents shares that have been sold by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting and net settlement of restricted stock units previously reported. The reported securities are represented by fully vested restricted stock units ("RSUs"), each of which represents one share of SILK common stock. One forty-eighth of the shares subject to the option shall vest on April 1, 2021 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. /s/Mhairi Jones, by power of attorney 2021-03-02